This page is part of the SMART Health Cards and Links FHIR IG (v1.0.0-ballot: STU1 Ballot 1) based on FHIR (HL7® FHIR® Standard) R4. . For a full list of available versions, see the Directory of published versions
Working with a SMART Health Links Sharing Application, the Sharing User makes a few decisions up front:
Regarding "what to share": a single SMART Health Link at a specific point in time will resolve to a manifest of files of the following types:
application/smart-health-card
: a JSON file with a .verifiableCredential
array containing SMART Health Card JWS strings, as specified in the via File Download section of the SMART Health Cards specification.application/fhir+json
: a JSON file containing any FHIR resource (e.g., an individual resource or a Bundle of resources). Note that this format is not inherently tamper-proof, but the content may be include digital signatures or have other verification processes associated with it, which are not defined here.application/smart-api-access
: a JSON file with a SMART Access Token Response (see SMART App Launch). Two additional properties are defined:
aud
Required string indicating the FHIR Server Base URL where this token can be used (e.g., "https://server.example.org/fhir"
)query
: Optional array of strings acting as hints to the client, indicating queries it might want to make (e.g., ["Coverage?patient=123&_tag=family-insurance"]
)At configuration time, the SMART Health Links Sharing Application SHALL generate a random key used for encrypting/decrypting the files in the manifest (see "Decryption").
📓 Design Note: Trust and encryption
This pattern of encrypting files allows for deployment scenarios where the file server is not trusted to know the information inside the manifest's files. In such scenarios, the Sharing User and Receiving User can consider the server a blind intermediary. That said: in many deployment scenarios, the file server will be hosted by a healthcare provider or other entity that already has access to such files. For consistency, this protocol always applies encryption.
📓 Design Note: SMART Health Links Sharing Application "Internals"
We do not standardize the protocol by which the SMART Health Links Sharing Application's local software communicates with its server-side components. These may be provided by the same vendor and use internal APIs to communicate -- or there may be no "local" software at all.
Based the configuration from (1), the SMART Health Links Sharing Application generates a "manifest URL" for the new SMART Health Links. The manifest URL:
https://shl.example.org/manifests/I91rhba3VsuGXGchcnr6VHlQFKxfE28kuZ0ssbEuxno/manifest.json
url
field of the SMART Health Link Payload, not to the entire SMART Health Link URI).The SMART Health Links Sharing Application incorporates the manifest URL into a SMART Health Link as described below.
The SMART Health Link Payload is a JSON object including the following properties:
url
: Manifest URL for this SMART Health Linkskey
: Decryption key for processing files returned in the manifest. 43 characters, consisting of 32 random bytes base64urlencoded.exp
: Optional. Number representing expiration time in Epoch seconds, as a hint to help the SMART Health Links Receiving Application determine if this QR is stale. (Note: epoch times should be parsed into 64-bit numeric types.)flag
: Optional. String created by concatenating single-character flags in alphabetical order
L
Indicates the SMART Health Link is intended for long-term use and manifest content can evolve over timeP
Indicates the SMART Health Link requires a Passcode to resolveU
Indicates the SMART Health Links's url
resolves to a single encrypted file accessible via GET
, bypassing the manifest. SHALL NOT be used in combination with P
.label
: Optional. String no longer than 80 characters that provides a short description of the data behind the SMART Health Links.v
: Optional. Integer representing the SMART Health Links protocol version this SMART Health Link conforms to. MAY be omitted when the default value (1
) applies.The JSON Payload is then:
shlink:/
#
📓 Design Note: Design Note: Protocol Versioning
Implementations can rely on the following behaviors:
shlink:
URIs"v":1
(i.e., payloads are Base64urlencoded, minified JSON objects)v
bump.label
, .exp
, and .flag
SHALL always work as defined for "v":1
v
bumpv
bumpL
is safe to ignore because the client will still be able to handle a one-time manifest request. The P
flag however cannot be ignored because the server will respond with an error if no passcode is provided.v
bumpv
bumpv
bumpThis means that SHL Receiver Applications can always recognize a SMART Health Link Payload and display its label to the user. If a SHL Receiver Application receives a SMART Health Link with a v
newer than what it supports, it SHOULD display an appropriate message to the user and SHOULD NOT proceed with a manifest request, unless it has some reason to believe that proceeding is safe.
📓 Design Note: Design Note: Viewer URL Prefixes
By using viewer URLs that end in #
, we take advantage of the browser behavior where #
fragments are not sent to a server at the time of a request. Thus the SMART Health Link payload will not appear in server-side logs or be available to server-side processing when a link like https://viewer.example.org#shlink:/ey...
is opened in a browser.
The following optional step may occur sometime after a SMART Health Link is generated:
import { encode as b64urlencode } from 'https://deno.land/std@0.82.0/encoding/base64url.ts';
const shlinkJsonPayload = {
"url": "https://ehr.example.org/qr/Y9xwkUdtmN9wwoJoN3ffJIhX2UGvCL1JnlPVNL3kDWM/m",
"flag": "LP",
"key": "rxTgYlOaKJPFtcEd0qcceN8wEU4p94SqAwIWQe6uX7Q",
"label": "Back-to-school immunizations for Oliver Brown"
}
const encodedPayload = b64urlencode(JSON.stringify(shlinkJsonPayload))
// "eyJ1cmwiOiJodHRwczovL2Voci5leGFtcGxlLm9yZy9xci9ZOXh3a1VkdG1OOXd3b0pvTjNmZkpJaFgyVUd2Q0wxSm5sUFZOTDNrRFdNL20iLCJmbGFnIjoiTFAiLCJrZXkiOiJyeFRnWWxPYUtKUEZ0Y0VkMHFjY2VOOHdFVTRwOTRTcUF3SVdRZTZ1WDdRIiwibGFiZWwiOiJCYWNrLXRvLXNjaG9vbCBpbW11bml6YXRpb25zIGZvciBPbGl2ZXIgQnJvd24ifQ"
const shlinkBare = `shlink:/` + encodedPayload;
// "shlink:/eyJ1cmwiOiJodHRwczovL2Voci5leGFtcGxlLm9yZy9xci9ZOXh3a1VkdG1OOXd3b0pvTjNmZkpJaFgyVUd2Q0wxSm5sUFZOTDNrRFdNL20iLCJmbGFnIjoiTFAiLCJrZXkiOiJyeFRnWWxPYUtKUEZ0Y0VkMHFjY2VOOHdFVTRwOTRTcUF3SVdRZTZ1WDdRIiwibGFiZWwiOiJCYWNrLXRvLXNjaG9vbCBpbW11bml6YXRpb25zIGZvciBPbGl2ZXIgQnJvd24ifQ"
const shlink = `https://viewer.example.org#` + shlinkBare
// "https://viewer.example.org#shlink:/eyJ1cmwiOiJodHRwczovL2Voci5leGFtcGxlLm9yZy9xci9ZOXh3a1VkdG1OOXd3b0pvTjNmZkpJaFgyVUd2Q0wxSm5sUFZOTDNrRFdNL20iLCJmbGFnIjoiTFAiLCJrZXkiOiJyeFRnWWxPYUtKUEZ0Y0VkMHFjY2VOOHdFVTRwOTRTcUF3SVdRZTZ1WDdRIiwibGFiZWwiOiJCYWNrLXRvLXNjaG9vbCBpbW11bml6YXRpb25zIGZvciBPbGl2ZXIgQnJvd24ifQ"
The Sharing User can convey a SMART Health Link by any common means including e-mail, secure messaging, or other text-based communication channels. When presenting a SMART Health Link in person, the Sharing User can also display the link as a QR code using any standard library to create a QR image from the SMART Health Link URI.
When sharing a SMART Health Link via QR code, the following recommendations apply:
The SMART Health Links Receiving Application can process a SMART Health Link using the following steps.
url
L
flag for long-term use, the SMART Health Links Receiving Application can re-fetch the manifest periodically, following polling guidance to avoid issing too many requestsWhen no U
flag is present, the SMART Health Links Receiving Application SHALL retrieve a SMART Health Links's manifest by issuing a request to the url
with:
POST
content-type: application/json
recipient
: Required. A string describing the recipient (e.g.,the name of an organization or person) suitable for display to the Receiving Userpasscode
: Conditional. SHALL be populated with a user-supplied Passcode if the P
flag was present in the SMART Health Link payloadembeddedLengthMax
: Optional. Integer upper bound on the length of embedded payloads (see .files.embedded
)If the SMART Health Link is no longer active, the Resource Server SHALL respond with a 404.
If an invalid Passcode is supplied, the Resource Server SHALL reject the request and SHALL enforce a total lifetime count of incorrect Passcodes for a given SMART Health Links, to prevent attackers from performing an exhaustive Passcode search. The error response for an invalid Passcode SHALL use the 401
HTTP status code and the response body SHALL be a JSON payload with
remainingAttempts
: number of attempts remaining before the SMART Health Links is disabled📓 Design Note: Monitoring remaining attempts
Servers need to enforce a total lifetime count of incorrect Passcodes even in the face of attacks that attempt multiple Passcodes in separate, parallel HTTP requests (i.e., with little or no delay between requests). For example, servers might employ measures to limit the number of in-flight requests for a single SMART Health Link at any given time, ensuring that requests are processed serially through the use of synchronization or shared state.
If the SMART Health Link request is valid, the Resource Server SHALL return a SMART Health Link Manifest with content-type: application/json
. The SMART Health Link Manifest is a JSON object with a files
array where each entry includes:
contentType
: One of the following values:
"application/smart-health-card"
or"application/smart-api-access"
or"application/fhir+json"
location
(SHALL be present if no embedded
content is included): URL to the file.
This URL SHALL be short-lived and intended for single use. For example, it could be a
short-lifetime signed URL to a file hosted in a cloud storage service (see signed URL docs for S3, Azure, and GCP).embedded
(SHALL be present if no location
is included): JSON string directly
embedding the encrypted contents of the file as a compact JSON Web Encryption
string (see "Encrypting").When the original QR includes the L
flag for long-term use, the client MAY
periodically poll for changes in the manifest. The server MAY provide a
Retry-After
header on successful manifest responses, indicating the minimum time that the
client SHOULD wait before its next polling request. If manifest requests are
issued too frequently, the server MAY respond with HTTP status 429 Too Many
Requests
and a Retry-After
header indicating the minimum time that a client
SHALL wait before re-issuing a manifest request.
📓 Design Note: Rate Limiting
More detailed guidance on polling will require real-world implementation experience. The current guidance provides the client a hint about how often to poll, and provides a way to convey that requests are being issued too frequently. We encourage implementers to experiment with additional capabilities.
.files.location
linksThe SMART Health Links Sharing Application SHALL ensure that .files.location
links can be dereferenced
without additional authentication, and that they are short-lived. The lifetime
of .files.location
links SHALL NOT exceed one hour. The SMART Health Links Sharing Application MAY create
one-time-use .files.location
links that are consumed as soon as they are
dereferenced.
Because the manifest and associated files are a single package that may change over time, the SMART Health Links Receiving Application SHALL treat any manifest file locations as short-lived and
potentially limited to one-time use. The SMART Health Links Receiving Application SHALL NOT attempt to
dereference a manifest's .files.location
link more than one hour after
requesting the manifest, and SHALL be capable of re-fetching the manifest to
obtain fresh location
links in the event that they have expired or been
consumed.
The SMART Health Links Sharing Application SHALL respond to the GET
requests for .files.location
URLs with:
content-type: application/jose
.files.embedded
contentIf the client has specified embeddedLengthMax
in the manifest request, the sever SHALL NOT
embedded payload longer than the client-designated maximum.
If present, the embedded
value SHALL be up-to-date as of the time the manifest is
requested. If the client has specified embeddedLengthMax
in the manifest request,
the sever SHALL NOT embedded payload longer than the client-designated maximum.
The embedded content is a JSON Web Encryption as described in Encrypting and Decrypting Files.
{
"files": [{
"contentType": "application/smart-health-card",
"location": "https://bucket.cloud.example.org/file1?sas=MFXK6jL3oL3SI_lRfi_-cEfzIs5oHs6rRWmrsCAFzvk"
},
{
"contentType": "application/smart-health-card",
"embedded": "eyJhbGciOiJkaXIiLCJlbmMiOiJBMjU2R0NNIn0..8zH0NmUXGwMOqEya.xdGRpgyvE9vNoKzHlr4itKKW2vo<snipped>"
},
{
"contentType": "application/fhir+json",
"location": "https://bucket.cloud.example.org/file2?sas=T34xzj1XtqTYb2lzcgj59XCY4I6vLN3AwrTUIT9GuSc"
}]
}
U
Flag)When the U
flag is present, the SMART Health Links Receiving Application SHALL NOT make a request for the manifest. Instead, the application SHALL retrieve a SMART Health Links's sole encrypted file by issuing a request to the url
with:
GET
recipient
: Required. A string describing the recipient (e.g.,the name of an organization or person) suitable for display to the Data SharerSMART Health Link files are always symmetrically encrypted with a SMART Health Links-specific key. Encryption is performed using JSON Web Encryption (JOSE JWE) compact serialization with "alg": "dir"
, "enc": "A256GCM"
, and a cty
header indicating the content type of the payload (e.g., application/smart-health-card
, application/fhir+json
, etc). The JWE MAY include a zip
header with the value DEF
to indicate that the plaintext of the JWE is compressed using the DEFLATE algorithm as specified in RFC 1951, before being encrypted. (Note, this indicates "raw" DEFLATE compression, omitting any zlib headers.)
import * as jose from 'https://deno.land/x/jose@v4.7.0/index.ts'
import * as pako from 'https://deno.land/x/pako@v2.0.3/pako.js'
const exampleShcFromWeb = await fetch("https://spec.smarthealth.cards/examples/example-00-e-file.smart-health-card");
const exampleShcBody = new Uint8Array(await exampleShcFromWeb.arrayBuffer());
const exampleContentType = 'application/smart-health-card'
const shlinkPayload = {
"key": "rxTgYlOaKJPFtcEd0qcceN8wEU4p94SqAwIWQe6uX7Q",
// other properties omitted; not relevant for this example
};
const encrypted = await new jose
.CompactEncrypt(new Uint8Array(exampleShcBody))
.setProtectedHeader({
alg: 'dir',
enc: 'A256GCM',
cty: exampleContentType,
})
.encrypt(jose.base64url.decode(shlinkPayload.key));
console.log(encrypted)
//eyJhbGciOiJkaXIiLCJlbmMiOiJBMjU2R0NNIiwiY3R5IjoiYXBwbGljYXRpb24vc21hcnQtaGVhbHRoLWNhcmQifQ..B9Bd5AW751az-gEx.iah6mxLb5TQe2ZfCwEUs4R1t8WoP0mnFc-TUzN1NIyzUeDwJNOcxv4CY8wV6ys4Dicnr3IhqTvVU1RbR-4eq1GCd4g96faV8_0MbHwXzP246Tz9BDLhQ2zlAjYqvvCi_JuWdyWqGhKeWGX1XibNHFzzVT0FmYensfKF4o0uSeZWQDKVEEhzMSKuALMpUkfwHcmCRfLT-ctANSxq-Zj0IIeT66XbztOomStjlfi-F-FaqBGZfHOARCVvT143CTYELLJCUdD4qUVkrNuLmRZrNuqVpY0g5BjABswkIoDmyoRJAEohuZCamZNA--p-uRqJjRefED1eMrKSppabV2ugaqoFlieujTOE-a3VKib9aC-lFsmLalkwh9ctr_FZqS9H46rqGjGcOxtAXalo1jkMPGupVsE1W-xIH14wbPCYcgfldH9SH7X60462kxD8OFdHpvnnfAvjQnaE4QDqasT5ySpBRtck4GVxs2IRBt62-kOlzoI8lHapLdwIms-Gdt7z38E47ZE3afE4IIbobPGz7wGvjbi3z234ARvGQ4jREgPQb1NRYAEtZlrZNzR6N7ofXD8jF502tw-QWI_Ox0jFP5tynIiMp-hG25ecQ0s4MzPHFC0ZABPamgg3MS-UILl76gMDCHS5Te_JAXZoC1HnkETw5M217SaG5ISAU0F5qETMREfTjZR9E45MDhnw7uY1vo2lffRB3ei1QqGuLh0gUnVU7TUfFYwcOqV15sb0t1lMj0mmyG5v-_dE9H6dYtRKJARltmdfSmc1HisBewx75Xh5ChJQ1hiCEDaZ1wqFjsFJ6SrKgJ7C1N7vx6QKx8YXwFH7ePG2qG39leT5JKZnqAvi9fqc6x-YwfhSjbRKGZoj2o55Fd2fbwtK6CXpiW6AekT7PUcl_7ynTq-DaQ_Yc29WwtmgapcCRNpfcMsoqCD4giu1V3Sj5DQLglwuk1gAMcuV5fo8JpABu2_is83WZ_GJ1WWMUxyZGq6u-EGuZrP96Yewb7-zfnt2lao_LJg1ef5cqDTW7-0MS27wkmLiIi0e-PYvS-UfWVHg1oNbR-MHXMVEQ6gqNg08IgEyPDSFCUbf75HuMILN80bQNtSlFj6FR7uNKHr8sigvKI80k.5flOKKmeqYm0TamwROr8Nw
import * as jose from 'https://deno.land/x/jose@v4.7.0/index.ts'
import * as pako from 'https://deno.land/x/pako@v2.0.3/pako.js'
const shlinkPayload = {
"key": "rxTgYlOaKJPFtcEd0qcceN8wEU4p94SqAwIWQe6uX7Q",
// other properties omitted; not relevant for this example
};
// Output from "encrypt" example above
const fileEncrypted = "eyJhbGciOiJkaXIiLCJlbmMiOiJBMjU2R0NNIiwiY3R5IjoiYXBwbGljYXRpb24vc21hcnQtaGVhbHRoLWNhcmQifQ..B9Bd5AW751az-gEx.iah6mxLb5TQe2ZfCwEUs4R1t8WoP0mnFc-TUzN1NIyzUeDwJNOcxv4CY8wV6ys4Dicnr3IhqTvVU1RbR-4eq1GCd4g96faV8_0MbHwXzP246Tz9BDLhQ2zlAjYqvvCi_JuWdyWqGhKeWGX1XibNHFzzVT0FmYensfKF4o0uSeZWQDKVEEhzMSKuALMpUkfwHcmCRfLT-ctANSxq-Zj0IIeT66XbztOomStjlfi-F-FaqBGZfHOARCVvT143CTYELLJCUdD4qUVkrNuLmRZrNuqVpY0g5BjABswkIoDmyoRJAEohuZCamZNA--p-uRqJjRefED1eMrKSppabV2ugaqoFlieujTOE-a3VKib9aC-lFsmLalkwh9ctr_FZqS9H46rqGjGcOxtAXalo1jkMPGupVsE1W-xIH14wbPCYcgfldH9SH7X60462kxD8OFdHpvnnfAvjQnaE4QDqasT5ySpBRtck4GVxs2IRBt62-kOlzoI8lHapLdwIms-Gdt7z38E47ZE3afE4IIbobPGz7wGvjbi3z234ARvGQ4jREgPQb1NRYAEtZlrZNzR6N7ofXD8jF502tw-QWI_Ox0jFP5tynIiMp-hG25ecQ0s4MzPHFC0ZABPamgg3MS-UILl76gMDCHS5Te_JAXZoC1HnkETw5M217SaG5ISAU0F5qETMREfTjZR9E45MDhnw7uY1vo2lffRB3ei1QqGuLh0gUnVU7TUfFYwcOqV15sb0t1lMj0mmyG5v-_dE9H6dYtRKJARltmdfSmc1HisBewx75Xh5ChJQ1hiCEDaZ1wqFjsFJ6SrKgJ7C1N7vx6QKx8YXwFH7ePG2qG39leT5JKZnqAvi9fqc6x-YwfhSjbRKGZoj2o55Fd2fbwtK6CXpiW6AekT7PUcl_7ynTq-DaQ_Yc29WwtmgapcCRNpfcMsoqCD4giu1V3Sj5DQLglwuk1gAMcuV5fo8JpABu2_is83WZ_GJ1WWMUxyZGq6u-EGuZrP96Yewb7-zfnt2lao_LJg1ef5cqDTW7-0MS27wkmLiIi0e-PYvS-UfWVHg1oNbR-MHXMVEQ6gqNg08IgEyPDSFCUbf75HuMILN80bQNtSlFj6FR7uNKHr8sigvKI80k.5flOKKmeqYm0TamwROr8Nw"
const decrypted = await jose.compactDecrypt(
fileEncrypted,
jose.base64url.decode(shlinkPayload.key),
{inflateRaw: async (bytes) => pako.inflateRaw(bytes)}
);
console.log(decrypted.protectedHeader.cty)
//application/smart-health-card
const decoded = JSON.parse(new TextDecoder().decode(decrypted.plaintext));
/*
{
verifiableCredential: [
"eyJ6aXAiOiJERUYiLCJhbGciOiJFUzI1NiIsImtpZCI6IjNLZmRnLVh3UC03Z1h5eXd0VWZVQUR3QnVtRE9QS01ReC1pRUxMMTFX..."
]
}
*/
While the SMART Health Links spec focuses on providing access to structured data, it's often
useful to share an interactive experience such as a web-based diagnostic portal where the
SMART Health Links Receiving Application can review and add comments to a patient record. This can be accomplished
in SMART Health Links with a manifest entry of type application/fhir+json
that provides a
FHIR Endpoint resource where:
name
describes the interactive experience with sufficient detail for the Receiving User to decide whether to engageconnectionType
is {"system": "https://smarthealthit.org", "code": "shl-interactive-experience"}
address
is the URI for the interactive experienceperiod
optionally documents the window of time when the interactive experience is availableFor example, the manifest for an SMART Health Links that offers the user the opportunity to "Review a case"
might include a application/fhir+json
entry with:
{
"resourceType": "Endpoint",
"status": "active",
"name": "Review and comment on Alice's case in ACME Medical Diagnostic Portal",
"address": "https://interact.example.org/case-id/521039c3-4bb9-45bd-8271-6001d2f4dea9",
"period": {"end": "2022-10-20T12:30:00Z"},
"connectionType": {"system": "https://smarthealthit.org", "code": "shl-interactive-experience"},
"payloadType": [{"system": "http://terminology.hl7.org/CodeSystem/endpoint-payload-type", "code": "none"}],
}
Notes:
Endpoint
and DocumentReference
are both plausible candidates, and we recommend Endpoint
here because DocumentReference
is designed for static payloads.In addition to providing direct access to a pre-configured data set, SMART Health Linkss can include information
to help establish a consumer-mediated SMART on FHIR connection to the data source. This can be
accomplished with a SMART Health Links manifest entry of type application/fhir+json
that provides a
FHIR Endpoint resource where:
name
describes the SMART on FHIR endpoint with sufficient detail for the Receiving User to decide whether to connectconnectionType
is {"system": "http://terminology.hl7.org/CodeSystem/restful-security-service", "code": "SMART-on-FHIR"}
address
is the FHIR API base URL of the server that supports SMART App LaunchFor example, the manifest for an SMART Health Links from Labs-R-Us might include a application/fhir+json
entry with:
{
"resourceType": "Endpoint",
"status": "active",
"name": "Labs-R-Us Application Access",
"address": "https://fhir.example.org",
"connectionType": {"system": "http://terminology.hl7.org/CodeSystem/restful-security-service", "code": "SMART-on-FHIR"},
"payloadType": [{"system": "http://terminology.hl7.org/CodeSystem/endpoint-payload-type", "code": "none"}],
}
Notes:
Clients may need to pre-register with the SMART App Launch enabled service
before they can request a connection. A client might compare "address"
against an internal database to determine whether it can connect, retrieve
{address}/.well-known/smart-configuration
to determine whether the Dynamic
Client Registration
Protocol
is available or come up with another way to determine connectivity in order to
inform the user of how they can act on the SMART Health Links.
This capability will only work in cases where the user receiving the SMART Health Links is authorized to approve SMART App Launch requests; other recipients might see the Endpoint but would be unable to complete a SMART App Launch