R4 Ballot #1 (Mixed Normative/Trial use)

This page is part of the FHIR Specification (v3.3.0: R4 Ballot 2). The current version which supercedes this version is 5.0.0. For a full list of available versions, see the Directory of published versions . Page versions: R4 R3 R2

Electronic Health Records Work Group Maturity Level: 1Informative Use Context: Any

Definitions for the ehrsrle-auditevent Profile.

AuditEvent
Element IdAuditEvent
Definition

A record of an event made for purposes of maintaining a security log. Typical uses include detection of intrusion attempts and monitoring for inappropriate usage.

Control0..*
Comments

Based on ATNA (RFC 3881).

InvariantsDefined on this element
dom-1: If the resource is contained in another resource, it SHALL NOT contain any narrative (xpath: not(parent::f:contained and f:text))
dom-2: If the resource is contained in another resource, it SHALL NOT contain nested Resources (xpath: not(parent::f:contained and f:contained))
dom-3: If the resource is contained in another resource, it SHALL be referred to from elsewhere in the resource or SHALL refer to the containing resource (xpath: not(exists(for $contained in f:contained return $contained[not(parent::*/descendant::f:reference/@value=concat('#', $contained/*/id/@value) or descendant::f:reference[@value='#'])])))
dom-4: If a resource is contained in another resource, it SHALL NOT have a meta.versionId or a meta.lastUpdated (xpath: not(exists(f:contained/*/f:meta/f:versionId)) and not(exists(f:contained/*/f:meta/f:lastUpdated)))
AuditEvent.id
Element IdAuditEvent.id
Definition

The logical id of the resource, as used in the URL for the resource. Once assigned, this value never changes.

Control0..1
Typeid
Comments

The only time that a resource does not have an id is when it is being submitted to the server using a create operation.

AuditEvent.meta
Element IdAuditEvent.meta
Definition

The metadata about the resource. This is content that is maintained by the infrastructure. Changes to the content might not always be associated with version changes to the resource.

Control0..1
TypeMeta
AuditEvent.implicitRules
Element IdAuditEvent.implicitRules
Definition

A reference to a set of rules that were followed when the resource was constructed, and which must be understood when processing the content. Often, this is a reference to an implementation guide that defines the special rules along with other profiles etc.

Control0..1
Typeuri
Is Modifiertrue (Reason: This element is labeled as a modifier because the implicit rules may provide additional knowledge about the resource that modifies it's meaning or interpretation)
Comments

Asserting this rule set restricts the content to be only understood by a limited set of trading partners. This inherently limits the usefulness of the data in the long term. However, the existing health eco-system is highly fractured, and not yet ready to define, collect, and exchange data in a generally computable sense. Wherever possible, implementers and/or specification writers should avoid using this element. Often, when used, the URL is a reference to an implementation guide that defines these special rules as part of it's narrative along with other profiles, value sets, etc.

AuditEvent.language
Element IdAuditEvent.language
Definition

The base language in which the resource is written.

Control0..1
Terminology BindingA human language.
The codes SHALL be taken from Common Languages; other codes may be used where these codes are not suitable
Typecode
Comments

Language is provided to support indexing and accessibility (typically, services such as text to speech use the language tag). The html language tag in the narrative applies to the narrative. The language tag on the resource may be used to specify the language of other presentations generated from the data in the resource. Not all the content has to be in the base language. The Resource.language should not be assumed to apply to the narrative automatically. If a language is specified, it should it also be specified on the div element in the html (see rules in HTML5 for information about the relationship between xml:lang and the html lang attribute).

AuditEvent.text
Element IdAuditEvent.text
Definition

A human-readable narrative that contains a summary of the resource and can be used to represent the content of the resource to a human. The narrative need not encode all the structured data, but is required to contain sufficient detail to make it "clinically safe" for a human to just read the narrative. Resource definitions may define what content should be represented in the narrative to ensure clinical safety.

Control0..1 This element is affected by the following invariants: dom-1
TypeNarrative
Alternate Namesnarrative, html, xhtml, display
Comments

Contained resources do not have narrative. Resources that are not contained SHOULD have a narrative. In some cases, a resource may only have text with little or no additional discrete data (as long as all minOccurs=1 elements are satisfied). This may be necessary for data from legacy systems where information is captured as a "text blob" or where text is additionally entered raw or narrated and encoded in formation is added later.

AuditEvent.contained
Element IdAuditEvent.contained
Definition

These resources do not have an independent existence apart from the resource that contains them - they cannot be identified independently, and nor can they have their own independent transaction scope.

Control0..*
TypeResource
Alternate Namesinline resources, anonymous resources, contained resources
Comments

This should never be done when the content can be identified properly, as once identification is lost, it is extremely difficult (and context dependent) to restore it again.

AuditEvent.extension
Element IdAuditEvent.extension
Definition

May be used to represent additional information that is not part of the basic definition of the resource. To make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer can define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension.

Control0..*
TypeExtension
Alternate Namesextensions, user content
Comments

There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone.

AuditEvent.modifierExtension
Element IdAuditEvent.modifierExtension
Definition

May be used to represent additional information that is not part of the basic definition of the resource, and that modifies the understanding of the element that contains it. Usually modifier elements provide negation or qualification. To make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer is allowed to define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension. Applications processing a resource are required to check for modifier extensions.

Control0..*
TypeExtension
Is Modifiertrue (Reason: Not known why this is labelled a modifier)
Alternate Namesextensions, user content
Comments

There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone.

AuditEvent.type
Element IdAuditEvent.type
Definition

Identifier for a family of the event. For example, a menu item, program, rule, policy, function code, application name or URL. It identifies the performed function.

Control1..1
Terminology BindingType of event.
The codes SHALL be taken from Audit Event ID; other codes may be used where these codes are not suitable
TypeCoding
Must Supporttrue
Requirements

This identifies the performed function. For "Execute" Event Action Code audit records, this identifies the application function performed.

AuditEvent.subtype
Element IdAuditEvent.subtype
Definition

Identifier for the category of event.

Control0..*
Terminology BindingSub-type of event.
The codes SHALL be taken from Audit Event Sub-Type; other codes may be used where these codes are not suitable
TypeCoding
Must Supporttrue
Requirements

This field enables queries of messages by implementation-defined event categories.

AuditEvent.action
Element IdAuditEvent.action
Definition

Indicator for type of action performed during the event that generated the audit.

Control0..1
Terminology BindingIndicator for type of action performed during the event that generated the event
The codes SHALL be taken from AuditEventAction
Typecode
Must Supporttrue
Requirements

This broadly indicates what kind of action was done on the AuditEvent.entity by the AuditEvent.agent.

AuditEvent.period
Element IdAuditEvent.period
Definition

The period during which the activity occurred.

Control0..1
TypePeriod
Comments

The period can be a little arbitrary; where possible, the time should correspond to human assessment of the activity time.

AuditEvent.recorded
Element IdAuditEvent.recorded
Definition

The time when the event was recorded.

Control1..1
Typeinstant
Must Supporttrue
Requirements

This ties an event to a specific date and time. Security audits typically require a consistent time base (e.g. UTC), to eliminate time-zone issues arising from geographical distribution.

Comments

In a distributed system, some sort of common time base (e.g. an NTP [RFC1305] server) is a good implementation tactic.

AuditEvent.outcome
Element IdAuditEvent.outcome
Definition

Indicates whether the event succeeded or failed.

Control0..1
Terminology BindingIndicates whether the event succeeded or failed
The codes SHALL be taken from AuditEventOutcome
Typecode
Comments

In some cases a "success" may be partial, for example, an incomplete or interrupted transfer of a radiological study. For the purpose of establishing accountability, these distinctions are not relevant.

AuditEvent.outcomeDesc
Element IdAuditEvent.outcomeDesc
Definition

A free text description of the outcome of the event.

Control0..1
Typestring
AuditEvent.purposeOfEvent
Element IdAuditEvent.purposeOfEvent
Definition

The purposeOfUse (reason) that was used during the event being recorded.

Control0..*
Terminology BindingThe reason the activity took place.
The codes SHALL be taken from PurposeOfUse; other codes may be used where these codes are not suitable
TypeCodeableConcept
Must Supporttrue
Comments

Use AuditEvent.agent.purposeOfUse when you know that it is specific to the agent, otherwise use AuditEvent.purposeOfEvent. For example, during a machine-to-machine transfer it might not be obvious to the audit system who caused the event, but it does know why.

AuditEvent.agent
Element IdAuditEvent.agent
Definition

An actor taking an active role in the event or activity that is logged.

Control1..*
TypeBackboneElement
Must Supporttrue
Requirements

An agent can be a person, an organization, software, device, or other actors that may be ascribed responsibility.

Alternate NamesActiveParticipant
Comments

Several agents may be associated (i.e. have some responsibility for an activity) with an event or activity.

For example, an activity may be initiated by one user for other users or involve more than one user. However, only one user may be the initiator/requestor for the activity.

InvariantsDefined on this element
ele-1: All FHIR elements must have a @value or children (xpath: @value|f:*|h:div)
AuditEvent.agent.id
Element IdAuditEvent.agent.id
Definition

Unique id for the element within a resource (for internal references). This may be any string value that does not contain spaces.

Control0..1
Typestring
AuditEvent.agent.extension
Element IdAuditEvent.agent.extension
Definition

May be used to represent additional information that is not part of the basic definition of the element. To make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer can define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension.

Control0..*
TypeExtension
Alternate Namesextensions, user content
Comments

There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone.

AuditEvent.agent.modifierExtension
Element IdAuditEvent.agent.modifierExtension
Definition

May be used to represent additional information that is not part of the basic definition of the element and that modifies the understanding of the element in which it is contained. Usually modifier elements provide negation or qualification. To make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer can define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension. Applications processing a resource are required to check for modifier extensions.

Control0..*
TypeExtension
Is Modifiertrue (Reason: modifierExtension is reserved for use where modifier extensions must be used)
Alternate Namesextensions, user content, modifiers
Comments

There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone.

AuditEvent.agent.type
Element IdAuditEvent.agent.type
Definition

Specification of the participation type the user plays when performing the event.

Control0..1
Terminology BindingThe Participation type of the agent to the event
The codes SHALL be taken from ParticipationRoleType; other codes may be used where these codes are not suitable
TypeCodeableConcept
AuditEvent.agent.role
Element IdAuditEvent.agent.role
Definition

The security role that the user was acting under, that come from local codes defined by the access control security system (e.g. RBAC, ABAC) used in the local context.

Control0..*
Terminology BindingWhat security role enabled the agent to participate in the event
For example codes, see SecurityRoleType
TypeCodeableConcept
Must Supporttrue
Requirements

This value ties an audited event to a user's role(s). It is an optional value that might be used to group events for analysis by user functional role categories.

Comments

Should be roles relevant to the event. Should not be an exhaustive list of roles.

AuditEvent.agent.reference
Element IdAuditEvent.agent.reference
Definition

Direct reference to a resource that identifies the agent.

Control0..1
TypeReference(PractitionerRole)
Must Supporttrue
Requirements

This field ties an audit event to a specific resource.

AuditEvent.agent.userId
Element IdAuditEvent.agent.userId
Definition

Unique identifier for the user actively participating in the event.

Control0..1
TypeIdentifier
Must Supporttrue
Requirements

This field ties an audit event to a specific user.

Comments

A unique value within the Audit Source ID. For node-based authentication -- where only the system hardware or process, but not a human user, is identified -- User ID would be the node name.

AuditEvent.agent.altId
Element IdAuditEvent.agent.altId
Definition

Alternative agent Identifier. For a human, this should be a user identifier text string from authentication system. This identifier would be one known to a common authentication system (e.g. single sign-on), if available.

Control0..1
Typestring
Requirements

In some situations, a human user may authenticate with one identity but, to access a specific application system, may use a synonymous identify. For example, some "single sign on" implementations will do this. The alternative identifier would then be the original identify used for authentication, and the User ID is the one known to and used by the application.

AuditEvent.agent.name
Element IdAuditEvent.agent.name
Definition

Human-meaningful name for the agent.

Control0..1
Typestring
Requirements

The User ID and Authorization User ID may be internal or otherwise obscure values. This field assists the auditor in identifying the actual user.

AuditEvent.agent.requestor
Element IdAuditEvent.agent.requestor
Definition

Indicator that the user is or is not the requestor, or initiator, for the event being audited.

Control1..1
Typeboolean
Must Supporttrue
Requirements

This value is used to distinguish between requestor-users and recipient-users. For example, one person may initiate a report-output to be sent to another user.

Comments

There can only be one initiator. If the initiator is not clear, then do not choose any one agent as the initiator.

AuditEvent.agent.location
Element IdAuditEvent.agent.location
Definition

Where the event occurred.

Control0..1
TypeReference(Location)
Must Supporttrue
AuditEvent.agent.policy
Element IdAuditEvent.agent.policy
Definition

The policy or plan that authorized the activity being recorded. Typically, a single activity may have multiple applicable policies, such as patient consent, guarantor funding, etc. The policy would also indicate the security token used.

Control0..*
Typeuri
Must Supporttrue
Requirements

This value is used retrospectively to determine the authorization policies.

Comments

For example: Where an OAuth token authorizes, the unique identifier from the OAuth token is placed into the policy element Where a policy engine (e.g. XACML) holds policy logic, the unique policy identifier is placed into the policy element.

AuditEvent.agent.media
Element IdAuditEvent.agent.media
Definition

Type of media involved. Used when the event is about exporting/importing onto media.

Control0..1
Terminology BindingUsed when the event is about exporting/importing onto media.
The codes SHALL be taken from Media Type Code; other codes may be used where these codes are not suitable
TypeCoding
Requirements

Usually, this is used instead of specifying a network address. This field is not used for Media Id (i.e. the serial number of a CD).

AuditEvent.agent.network
Element IdAuditEvent.agent.network
Definition

Logical network location for application activity, if the activity has a network location.

Control0..1
TypeBackboneElement
Must Supporttrue
InvariantsDefined on this element
ele-1: All FHIR elements must have a @value or children (xpath: @value|f:*|h:div)
AuditEvent.agent.network.id
Element IdAuditEvent.agent.network.id
Definition

Unique id for the element within a resource (for internal references). This may be any string value that does not contain spaces.

Control0..1
Typestring
AuditEvent.agent.network.extension
Element IdAuditEvent.agent.network.extension
Definition

May be used to represent additional information that is not part of the basic definition of the element. To make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer can define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension.

Control0..*
TypeExtension
Alternate Namesextensions, user content
Comments

There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone.

AuditEvent.agent.network.modifierExtension
Element IdAuditEvent.agent.network.modifierExtension
Definition

May be used to represent additional information that is not part of the basic definition of the element and that modifies the understanding of the element in which it is contained. Usually modifier elements provide negation or qualification. To make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer can define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension. Applications processing a resource are required to check for modifier extensions.

Control0..*
TypeExtension
Is Modifiertrue (Reason: modifierExtension is reserved for use where modifier extensions must be used)
Alternate Namesextensions, user content, modifiers
Comments

There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone.

AuditEvent.agent.network.address
Element IdAuditEvent.agent.network.address
Definition

An identifier for the network access point of the user device for the audit event.

Control0..1
Typestring
Must Supporttrue
Requirements

This datum identifies the user's network access point, which may be distinct from the server that performed the action. It is an optional value that may be used to group events recorded on separate servers for analysis of a specific network access point's data access across all servers.

Comments

This could be a device id, IP address or some other identifier associated with a device.

AuditEvent.agent.network.type
Element IdAuditEvent.agent.network.type
Definition

An identifier for the type of network access point that originated the audit event.

Control0..1
Terminology BindingThe type of network access point of this agent in the audit event
The codes SHALL be taken from AuditEventAgentNetworkType
Typecode
Must Supporttrue
Requirements

This datum identifies the type of network access point identifier of the user device for the audit event. It is an optional value that may be used to group events recorded on separate servers for analysis of access according to a network access point's type.

AuditEvent.agent.purposeOfUse
Element IdAuditEvent.agent.purposeOfUse
Definition

The reason (purpose of use), specific to this agent, that was used during the event being recorded.

Control0..*
Terminology BindingThe reason the activity took place.
The codes SHALL be taken from PurposeOfUse; other codes may be used where these codes are not suitable
TypeCodeableConcept
Must Supporttrue
Comments

Use AuditEvent.agent.purposeOfUse when you know that is specific to the agent, otherwise use AuditEvent.purposeOfEvent. For example, during a machine-to-machine transfer it might not be obvious to the audit system who caused the event, but it does know why.

AuditEvent.source
Element IdAuditEvent.source
Definition

The system that is reporting the event.

Control1..1
TypeBackboneElement
Must Supporttrue
Requirements

The event is reported by one source.

Comments

Since multi-tier, distributed, or composite applications make source identification ambiguous, this collection of fields may repeat for each application or process actively involved in the event. For example, multiple value-sets can identify participating web servers, application processes, and database server threads in an n-tier distributed application. Passive event participants (e.g. low-level network transports) need not be identified.

InvariantsDefined on this element
ele-1: All FHIR elements must have a @value or children (xpath: @value|f:*|h:div)
AuditEvent.source.id
Element IdAuditEvent.source.id
Definition

Unique id for the element within a resource (for internal references). This may be any string value that does not contain spaces.

Control0..1
Typestring
AuditEvent.source.extension
Element IdAuditEvent.source.extension
Definition

May be used to represent additional information that is not part of the basic definition of the element. To make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer can define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension.

Control0..*
TypeExtension
Alternate Namesextensions, user content
Comments

There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone.

AuditEvent.source.modifierExtension
Element IdAuditEvent.source.modifierExtension
Definition

May be used to represent additional information that is not part of the basic definition of the element and that modifies the understanding of the element in which it is contained. Usually modifier elements provide negation or qualification. To make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer can define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension. Applications processing a resource are required to check for modifier extensions.

Control0..*
TypeExtension
Is Modifiertrue (Reason: modifierExtension is reserved for use where modifier extensions must be used)
Alternate Namesextensions, user content, modifiers
Comments

There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone.

AuditEvent.source.site
Element IdAuditEvent.source.site
Definition

Logical source location within the healthcare enterprise network. For example, a hospital or other provider location within a multi-entity provider group.

Control0..1
Typestring
Must Supporttrue
Requirements

This value differentiates among the sites in a multi-site enterprise health information system.

AuditEvent.source.identifier
Element IdAuditEvent.source.identifier
Definition

Identifier of the source where the event was detected.

Control1..1
TypeIdentifier
Must Supporttrue
Requirements

This field ties the event to a specific source system. It may be used to group events for analysis according to where the event was detected.

AuditEvent.source.type
Element IdAuditEvent.source.type
Definition

Code specifying the type of source where event originated.

Control0..*
Terminology BindingCode specifying the type of system that detected and recorded the event.
The codes SHALL be taken from Audit Event Source Type; other codes may be used where these codes are not suitable
TypeCoding
Must Supporttrue
Requirements

This field indicates which type of source is identified by the Audit Source ID. It is an optional value that may be used to group events for analysis according to the type of source where the event occurred.

AuditEvent.entity
Element IdAuditEvent.entity
Definition

Specific instances of data or objects that have been accessed.

Control0..*
TypeBackboneElement
Must Supporttrue
Requirements

The event may have other entities involved.

Alternate NamesParticipantObject
Comments

Required unless the values for event identification, agent identification, and audit source identification are sufficient to document the entire auditable event. Because events may have more than one entity, this group can be a repeating set of values.

InvariantsDefined on this element
ele-1: All FHIR elements must have a @value or children (xpath: @value|f:*|h:div)
sev-1: Either a name or a query (NOT both) (xpath: not(exists(f:name)) or not(exists(f:query)))
AuditEvent.entity.id
Element IdAuditEvent.entity.id
Definition

Unique id for the element within a resource (for internal references). This may be any string value that does not contain spaces.

Control0..1
Typestring
AuditEvent.entity.extension
Element IdAuditEvent.entity.extension
Definition

May be used to represent additional information that is not part of the basic definition of the element. To make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer can define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension.

Control0..*
TypeExtension
Alternate Namesextensions, user content
Comments

There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone.

AuditEvent.entity.modifierExtension
Element IdAuditEvent.entity.modifierExtension
Definition

May be used to represent additional information that is not part of the basic definition of the element and that modifies the understanding of the element in which it is contained. Usually modifier elements provide negation or qualification. To make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer can define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension. Applications processing a resource are required to check for modifier extensions.

Control0..*
TypeExtension
Is Modifiertrue (Reason: modifierExtension is reserved for use where modifier extensions must be used)
Alternate Namesextensions, user content, modifiers
Comments

There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone.

AuditEvent.entity.identifier
Element IdAuditEvent.entity.identifier
Definition

Identifies a specific instance of the entity. The reference should always be version specific.

Control0..1
TypeIdentifier
Must Supporttrue
Comments

Identifier detail depends on entity type.

AuditEvent.entity.reference
Element IdAuditEvent.entity.reference
Definition

Identifies a specific instance of the entity. The reference should be version specific.

Control0..1
TypeReference(Resource)
Must Supporttrue
AuditEvent.entity.type
Element IdAuditEvent.entity.type
Definition

The type of the object that was involved in this audit event.

Control0..1
Terminology BindingCode for the entity type involved in the audit event
The codes SHALL be taken from AuditEventEntityType; other codes may be used where these codes are not suitable
TypeCoding
Must Supporttrue
Requirements

To describe the object being acted upon. In addition to queries on the subject of the action in an auditable event, it is also important to be able to query on the object type for the action.

Comments

This value is distinct from the user's role or any user relationship to the entity.

AuditEvent.entity.role
Element IdAuditEvent.entity.role
Definition

Code representing the role the entity played in the event being audited.

Control0..1
Terminology BindingCode representing the role the entity played in the audit event
The codes SHALL be taken from AuditEventEntityRole; other codes may be used where these codes are not suitable
TypeCoding
Must Supporttrue
Requirements

For some detailed audit analysis it may be necessary to indicate a more granular type of entity, based on the application role it serves.

AuditEvent.entity.lifecycle
Element IdAuditEvent.entity.lifecycle
Definition

Identifier for the data life-cycle stage for the entity.

Control0..1
Terminology BindingIdentifier for the data life-cycle stage for the entity
The codes SHALL be taken from http://hl7.org/fhir/ValueSet/object-lifecycle-events ; other codes may be used where these codes are not suitable
TypeCoding
Must Supporttrue
Requirements

Institutional policies for privacy and security may optionally fall under different accountability rules based on data life cycle. This provides a differentiating value for those cases.

Comments

This can be used to provide an audit trail for data, over time, as it passes through the system.

AuditEvent.entity.securityLabel
Element IdAuditEvent.entity.securityLabel
Definition

Security labels for the identified entity.

Control0..*
Terminology BindingSecurity Labels from the Healthcare Privacy and Security Classification System.
The codes SHALL be taken from All Security Labels; other codes may be used where these codes are not suitable
TypeCoding
Must Supporttrue
Requirements

This field identifies the security labels for a specific instance of an object, such as a patient, to detect/track privacy and security issues.

Comments

Copied from entity meta security tags.

AuditEvent.entity.name
Element IdAuditEvent.entity.name
Definition

A name of the entity in the audit event.

Control0..1 This element is affected by the following invariants: sev-1
Typestring
Requirements

Use only where entity can't be identified with an identifier.

Comments

This field may be used in a query/report to identify audit events for a specific person. For example, where multiple synonymous entity identifiers (patient number, medical record number, encounter number, etc.) have been used.

AuditEvent.entity.description
Element IdAuditEvent.entity.description
Definition

Text that describes the entity in more detail.

Control0..1
Typestring
Requirements

Use only where entity can't be identified with an identifier.

AuditEvent.entity.query
Element IdAuditEvent.entity.query
Definition

The query parameters for a query-type entities.

Control0..1 This element is affected by the following invariants: sev-1
Typebase64Binary
Requirements

For query events, it may be necessary to capture the actual query input to the query process in order to identify the specific event. Because of differences among query implementations and data encoding for them, this is a base 64 encoded data blob. It may be subsequently decoded or interpreted by downstream audit analysis processing.

Comments

The meaning and secondary-encoding of the content of base64 encoded blob is specific to the AuditEvent.type, AuditEvent.subtype, AuditEvent.entity.type, and AuditEvent.entity.role. The base64 is a general-use and safe container for event specific data blobs regardless of the encoding used by the transaction being recorded. An AuditEvent consuming application must understand the event it is consuming and the formats used by the event. For example if auditing an Oracle network database access, the Oracle formats must be understood as they will be simply encoded in the base64binary blob.

AuditEvent.entity.detail
Element IdAuditEvent.entity.detail
Definition

Tagged value pairs for conveying additional information about the entity.

Control0..*
TypeBackboneElement
Requirements

Implementation-defined data about specific details of the object accessed or used.

InvariantsDefined on this element
ele-1: All FHIR elements must have a @value or children (xpath: @value|f:*|h:div)
AuditEvent.entity.detail.id
Element IdAuditEvent.entity.detail.id
Definition

Unique id for the element within a resource (for internal references). This may be any string value that does not contain spaces.

Control0..1
Typestring
AuditEvent.entity.detail.extension
Element IdAuditEvent.entity.detail.extension
Definition

May be used to represent additional information that is not part of the basic definition of the element. To make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer can define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension.

Control0..*
TypeExtension
Alternate Namesextensions, user content
Comments

There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone.

AuditEvent.entity.detail.modifierExtension
Element IdAuditEvent.entity.detail.modifierExtension
Definition

May be used to represent additional information that is not part of the basic definition of the element and that modifies the understanding of the element in which it is contained. Usually modifier elements provide negation or qualification. To make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer can define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension. Applications processing a resource are required to check for modifier extensions.

Control0..*
TypeExtension
Is Modifiertrue (Reason: modifierExtension is reserved for use where modifier extensions must be used)
Alternate Namesextensions, user content, modifiers
Comments

There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone.

AuditEvent.entity.detail.type
Element IdAuditEvent.entity.detail.type
Definition

The type of extra detail provided in the value.

Control1..1
Typestring
AuditEvent.entity.detail.value[x]
Element IdAuditEvent.entity.detail.value[x]
Definition

The value of the extra detail.

Control1..1
TypeChoice of: string, base64Binary
[x] NoteSee Choice of Data Types for further information about how to use [x]
Requirements

Should not duplicate the entity value unless absolutely necessary.

Comments

The value can be string when known to be a string, else base64 encoding should be used to protect binary or undefined content. The meaning and secondary-encoding of the content of base64 encoded blob is specific to the AuditEvent.type, AuditEvent.subtype, AuditEvent.entity.type, and AuditEvent.entity.role. The base64 is a general-use and safe container for event specific data blobs regardless of the encoding used by the transaction being recorded. An AuditEvent consuming application must understand the event it is consuming and the formats used by the event. For example if auditing an Oracle network database access, the Oracle formats must be understood as they will be simply encoded in the base64binary blob.