This page is part of the FHIR Specification (v3.2.0: R4 Ballot 1). The current version which supercedes this version is 5.0.0. For a full list of available versions, see the Directory of published versions . Page versions: R4 R3 R2
Electronic Health Records Work Group | Maturity Level: 1 | Informative | Use Context: Any |
Definitions for the ehrsrle-provenance Profile.
Provenance | |
Definition | Provenance of a resource is a record that describes entities and processes involved in producing and delivering or otherwise influencing that resource. Provenance provides a critical foundation for assessing authenticity, enabling trust, and allowing reproducibility. Provenance assertions are a form of contextual metadata and can themselves become important records with their own provenance. Provenance statement indicates clinical significance in terms of confidence in authenticity, reliability, and trustworthiness, integrity, and stage in lifecycle (e.g. Document Completion - has the artifact been legally authenticated), all of which may impact security, privacy, and trust policies. |
Control | 0..* |
Alternate Names | History, Event, Activity |
Comments | Some parties may be duplicated between the target resource and its provenance. For instance, the prescriber is usually (but not always) the author of the prescription resource. This resource is defined with close consideration for W3C Provenance. |
Invariants | Defined on this element dom-1: If the resource is contained in another resource, it SHALL NOT contain any narrative (xpath: not(parent::f:contained and f:text)) dom-2: If the resource is contained in another resource, it SHALL NOT contain nested Resources (xpath: not(parent::f:contained and f:contained)) dom-3: If the resource is contained in another resource, it SHALL be referred to from elsewhere in the resource or SHALL refer to the containing resource (xpath: not(exists(for $contained in f:contained return $contained[not(parent::*/descendant::f:reference/@value=concat('#', $contained/*/id/@value) or descendant::reference[@value='#'])]))) dom-4: If a resource is contained in another resource, it SHALL NOT have a meta.versionId or a meta.lastUpdated (xpath: not(exists(f:contained/*/f:meta/f:versionId)) and not(exists(f:contained/*/f:meta/f:lastUpdated))) |
Provenance.id | |
Definition | The logical id of the resource, as used in the URL for the resource. Once assigned, this value never changes. |
Control | 0..1 |
Type | id |
Comments | The only time that a resource does not have an id is when it is being submitted to the server using a create operation. |
Provenance.meta | |
Definition | The metadata about the resource. This is content that is maintained by the infrastructure. Changes to the content might not always be associated with version changes to the resource. |
Control | 0..1 |
Type | Meta |
Provenance.implicitRules | |
Definition | A reference to a set of rules that were followed when the resource was constructed, and which must be understood when processing the content. |
Control | 0..1 |
Type | uri |
Is Modifier | true |
Comments | Asserting this rule set restricts the content to be only understood by a limited set of trading partners. This inherently limits the usefulness of the data in the long term. However, the existing health eco-system is highly fractured, and not yet ready to define, collect, and exchange data in a generally computable sense. Wherever possible, implementers and/or specification writers should avoid using this element. This element is labelled as a modifier because the implicit rules may provide additional knowledge about the resource that modifies it's meaning or interpretation. |
Provenance.language | |
Definition | The base language in which the resource is written. |
Control | 0..1 |
Terminology Binding | A human language. The codes SHALL be taken from Common Languages; other codes may be used where these codes are not suitable |
Type | code |
Comments | Language is provided to support indexing and accessibility (typically, services such as text to speech use the language tag). The html language tag in the narrative applies to the narrative. The language tag on the resource may be used to specify the language of other presentations generated from the data in the resource. Not all the content has to be in the base language. The Resource.language should not be assumed to apply to the narrative automatically. If a language is specified, it should it also be specified on the div element in the html (see rules in HTML5 for information about the relationship between xml:lang and the html lang attribute). |
Provenance.text | |
Definition | A human-readable narrative that contains a summary of the resource, and may be used to represent the content of the resource to a human. The narrative need not encode all the structured data, but is required to contain sufficient detail to make it "clinically safe" for a human to just read the narrative. Resource definitions may define what content should be represented in the narrative to ensure clinical safety. |
Control | 0..1 This element is affected by the following invariants: dom-1 |
Type | Narrative |
Alternate Names | narrative, html, xhtml, display |
Comments | Contained resources do not have narrative. Resources that are not contained SHOULD have a narrative. In some cases, a resource may only have text with little or no additional discrete data (as long as all minOccurs=1 elements are satisfied). This may be necessary for data from legacy systems where information is captured as a "text blob" or where text is additionally entered raw or narrated and encoded in formation is added later. |
Provenance.contained | |
Definition | These resources do not have an independent existence apart from the resource that contains them - they cannot be identified independently, and nor can they have their own independent transaction scope. |
Control | 0..* |
Type | Resource |
Alternate Names | inline resources, anonymous resources, contained resources |
Comments | This should never be done when the content can be identified properly, as once identification is lost, it is extremely difficult (and context dependent) to restore it again. |
Provenance.extension | |
Definition | May be used to represent additional information that is not part of the basic definition of the resource. In order to make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer is allowed to define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension. |
Control | 0..* |
Type | Extension |
Alternate Names | extensions, user content |
Comments | There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone. |
Provenance.modifierExtension | |
Definition | May be used to represent additional information that is not part of the basic definition of the resource, and that modifies the understanding of the element that contains it. Usually modifier elements provide negation or qualification. In order to make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer is allowed to define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension. Applications processing a resource are required to check for modifier extensions. |
Control | 0..* |
Type | Extension |
Is Modifier | true |
Alternate Names | extensions, user content |
Comments | There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone. |
Provenance.target | |
Definition | The Reference(s) that were generated or updated by the activity described in this resource. A provenance can point to more than one target if multiple resources were created/updated by the same activity. |
Control | 1..* |
Type | Reference(Resource) |
Must Support | true |
Comments | Target references are usually version specific, but might not be, if a version has not been assigned or if the provenance information is part of the set of resources being maintained (i.e. a document). When using the RESTful API, the identity of the resource might not be known (especially not the version specific one); the client may either submit the resource first, and then the provenance, or it may submit both using a single transaction. See the notes on transaction for further discussion. |
Provenance.occurred[x] | |
Definition | The period during which the activity occurred. |
Control | 0..1 |
Type | Choice of: Period, dateTime |
[x] Note | See Choice of Data Types for further information about how to use [x] |
Must Support | true |
Comments | The period can be a little arbitrary; where possible, the time should correspond to human assessment of the activity time. |
Provenance.recorded | |
Definition | The instant of time at which the activity was recorded. |
Control | 1..1 |
Type | instant |
Must Support | true |
Comments | This can be a little different from the time stamp on the resource if there is a delay between recording the event and updating the provenance and target resource. |
Provenance.policy | |
Definition | Policy or plan the activity was defined by. Typically, a single activity may have multiple applicable policy documents, such as patient consent, guarantor funding, etc. |
Control | 0..* |
Type | uri |
Must Support | true |
Comments | For example: Where an OAuth token authorizes, the unique identifier from the OAuth token is placed into the policy element Where a policy engine (e.g. XACML) holds policy logic, the unique policy identifier is placed into the policy element. |
Provenance.location | |
Definition | Where the activity occurred, if relevant. |
Control | 0..1 |
Type | Reference(Location) |
Must Support | true |
Provenance.reason | |
Definition | The reason that the activity was taking place. |
Control | 0..* |
Terminology Binding | The reason the activity took place. The codes SHALL be taken from PurposeOfUse; other codes may be used where these codes are not suitable |
Type | CodeableConcept |
Must Support | true |
Provenance.activity | |
Definition | An activity is something that occurs over a period of time and acts upon or with entities; it may include consuming, processing, transforming, modifying, relocating, using, or generating entities. |
Control | 0..1 |
Terminology Binding | The activity that took place. The codes SHALL be taken from ProvenanceActivityType; other codes may be used where these codes are not suitable |
Type | CodeableConcept |
Must Support | true |
Provenance.agent | |
Definition | An actor taking a role in an activity for which it can be assigned some degree of responsibility for the activity taking place. |
Control | 1..* |
Type | BackboneElement |
Must Support | true |
Requirements | An agent can be a person, an organization, software, device, or other entities that may be ascribed responsibility. |
Comments | Several agents may be associated (i.e. has some responsibility for an activity) with an activity and vice-versa. |
Invariants | Defined on this element ele-1: All FHIR elements must have a @value or children (xpath: @value|f:*|h:div) |
Provenance.agent.id | |
Definition | unique id for the element within a resource (for internal references). This may be any string value that does not contain spaces. |
Control | 0..1 |
Type | string |
Provenance.agent.extension | |
Definition | May be used to represent additional information that is not part of the basic definition of the element. In order to make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer is allowed to define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension. |
Control | 0..* |
Type | Extension |
Alternate Names | extensions, user content |
Comments | There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone. |
Provenance.agent.modifierExtension | |
Definition | May be used to represent additional information that is not part of the basic definition of the element, and that modifies the understanding of the element that contains it. Usually modifier elements provide negation or qualification. In order to make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer is allowed to define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension. Applications processing a resource are required to check for modifier extensions. |
Control | 0..* |
Type | Extension |
Is Modifier | true |
Alternate Names | extensions, user content, modifiers |
Comments | There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone. |
Provenance.agent.type | |
Definition | The participation the agent had with respect to the activity. |
Control | 0..1 |
Terminology Binding | The type of participation that a provenance agent played with respect to the activity. The codes SHALL be taken from ParticipationRoleType; other codes may be used where these codes are not suitable |
Type | CodeableConcept |
Comments | For example: author, performer, enterer, attester, etc. |
Provenance.agent.role | |
Definition | The function of the agent with respect to the activity. The security role enabling the agent with respect to the activity. |
Control | 0..* |
Terminology Binding | The role that a provenance agent played with respect to the activity. For example codes, see http://hl7.org/fhir/ValueSet/security-role-type |
Type | CodeableConcept |
Comments | For example: doctor, nurse, clerk, etc. |
Provenance.agent.who[x] | |
Definition | The individual, device or organization that participated in the event. |
Control | 1..1 |
Type | Choice of: Identifier, Reference(Practitioner), Reference(PractitionerRole), Reference(RelatedPerson), Reference(Patient), Reference(Device), Reference(Organization) |
[x] Note | See Choice of Data Types for further information about how to use [x] |
Must Support | true |
Comments | whoIdentity should be used when the agent is not a Resource type. |
Provenance.agent.onBehalfOf[x] | |
Definition | The individual, device, or organization for whom the change was made. |
Control | 0..1 |
Type | Choice of: Identifier, Reference(Practitioner), Reference(PractitionerRole), Reference(RelatedPerson), Reference(Patient), Reference(Device), Reference(Organization) |
[x] Note | See Choice of Data Types for further information about how to use [x] |
Must Support | true |
Comments | onBehalfOfIdentity should be used when the agent is not a Resource type. |
Provenance.entity | |
Definition | An entity used in this activity. |
Control | 0..* |
Type | BackboneElement |
Invariants | Defined on this element ele-1: All FHIR elements must have a @value or children (xpath: @value|f:*|h:div) |
Provenance.entity.id | |
Definition | unique id for the element within a resource (for internal references). This may be any string value that does not contain spaces. |
Control | 0..1 |
Type | string |
Provenance.entity.extension | |
Definition | May be used to represent additional information that is not part of the basic definition of the element. In order to make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer is allowed to define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension. |
Control | 0..* |
Type | Extension |
Alternate Names | extensions, user content |
Comments | There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone. |
Provenance.entity.modifierExtension | |
Definition | May be used to represent additional information that is not part of the basic definition of the element, and that modifies the understanding of the element that contains it. Usually modifier elements provide negation or qualification. In order to make the use of extensions safe and manageable, there is a strict set of governance applied to the definition and use of extensions. Though any implementer is allowed to define an extension, there is a set of requirements that SHALL be met as part of the definition of the extension. Applications processing a resource are required to check for modifier extensions. |
Control | 0..* |
Type | Extension |
Is Modifier | true |
Alternate Names | extensions, user content, modifiers |
Comments | There can be no stigma associated with the use of extensions by any application, project, or standard - regardless of the institution or jurisdiction that uses or defines the extensions. The use of extensions is what allows the FHIR specification to retain a core level of simplicity for everyone. |
Provenance.entity.role | |
Definition | How the entity was used during the activity. |
Control | 1..1 |
Terminology Binding | How an entity was used in an activity. The codes SHALL be taken from ProvenanceEntityRole |
Type | code |
Provenance.entity.what[x] | |
Definition | Identity of the Entity used. May be a logical or physical uri and maybe absolute or relative. |
Control | 1..1 |
Type | Choice of: Identifier, Reference(Resource) |
[x] Note | See Choice of Data Types for further information about how to use [x] |
Comments | whatIdentity should be used for entities that are not a Resource type. |
Provenance.entity.agent | |
Definition | The entity is attributed to an agent to express the agent's responsibility for that entity, possibly along with other agents. This description can be understood as shorthand for saying that the agent was responsible for the activity which generated the entity. |
Control | 0..* |
Type | See Provenance.agent |
Comments | A usecase where one Provenance.entity.agent is used where the Entity that was used in the creation/updating of the Target, is not in the context of the same custodianship as the Target, and thus the meaning of Provenance.entity.agent is to say that the entity referenced is managed elsewhere and that this Agent provided access to it. This would be similar to where the Entity being referenced is managed outside FHIR, such as through HL7 v2, v3, or XDS. This might be where the Entity being referenced is managed in another FHIR resource server. Thus it explains the Provenance of that Entity's use in the context of this Provenance activity. |
Provenance.signature | |
Definition | A digital signature on the target Reference(s). The signer should match a Provenance.agent. The purpose of the signature is indicated. |
Control | 0..* |
Type | Signature |
Must Support | true |