This page is part of the EHRS Functional Model - Record Lifecycle Events Implementation Guide (v1.1.0: Informative Release 1 - Informative) based on FHIR (HL7® FHIR® Standard) v5.0.0. This is the current published version in its permanent home (it will always be available at this URL). For a full list of available versions, see the Directory of published versions

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Resource Profile: EHRS Functional Model - Record Lifecycle Events - Provenance

Defines the elements to be supported within the Provenance resource in order to conform with the Electronic Health Record System Functional Model Record Lifecycle Event standard

Usage:

• This Resource Profile is not used by any profiles in this Implementation Guide

Formal Views of Profile Content

Description of Profiles, Differentials, Snapshots and how the different presentations work.

• Differential Table
• Key Elements Table
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• Statistics/References
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This structure is derived from Provenance

Name	Flags	Card.	Type	Description & Constraints
Provenance		0..*	Provenance	Who, What, When for a set of resources
target	S	1..*	Reference(Resource)	Target Reference(s) (usually version specific)
occurred[x]	S	0..1	Period, dateTime	When the activity occurred
recorded	S	0..1	instant	When the activity was recorded / updated
policy	S	0..*	uri	Policy or plan the activity was defined by
location	S	0..1	Reference(Location)	Where the activity occurred, if relevant
activity	S	0..1	CodeableConcept	Activity that occurred
agent	S	1..*	BackboneElement	Actor involved
who	S	1..1	Reference(Practitioner | PractitionerRole | Organization | CareTeam | Patient | Device | RelatedPerson)	The agent that participated in the event
onBehalfOf	S	0..1	Reference(Practitioner | PractitionerRole | Organization | CareTeam | Patient)	The agent that delegated
signature	S	0..*	Signature	Signature on target
Documentation for this format

Name	Flags	Card.	Type	Description & Constraints
Provenance		0..*	Provenance	Who, What, When for a set of resources
implicitRules	?!Σ	0..1	uri	A set of rules under which this content was created
contained		0..*	Resource	Contained, inline Resources
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored
target	SΣ	1..*	Reference(Resource)	Target Reference(s) (usually version specific)
occurred[x]	S	0..1		When the activity occurred
occurredPeriod			Period
occurredDateTime			dateTime
recorded	SΣ	0..1	instant	When the activity was recorded / updated
policy	S	0..*	uri	Policy or plan the activity was defined by
location	S	0..1	Reference(Location)	Where the activity occurred, if relevant
activity	S	0..1	CodeableConcept	Activity that occurred Binding: ProvenanceActivityType (example): The activity that took place.
agent	SΣC	1..*	BackboneElement	Actor involved
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
who	SΣC	1..1	Reference(Practitioner | PractitionerRole | Organization | CareTeam | Patient | Device | RelatedPerson)	The agent that participated in the event
onBehalfOf	SC	0..1	Reference(Practitioner | PractitionerRole | Organization | CareTeam | Patient)	The agent that delegated
signature	S	0..*	Signature	Signature on target
Documentation for this format

Terminology Bindings

Path	Conformance	ValueSet
Provenance.activity	example	ProvenanceActivityType

Constraints

Id	Grade	Path(s)	Details	Requirements
dom-2	error	Provenance	If the resource is contained in another resource, it SHALL NOT contain nested Resources : contained.contained.empty()
dom-3	error	Provenance	If the resource is contained in another resource, it SHALL be referred to from elsewhere in the resource or SHALL refer to the containing resource : contained.where((('#'+id in (%resource.descendants().reference | %resource.descendants().ofType(canonical) | %resource.descendants().ofType(uri) | %resource.descendants().ofType(url))) or descendants().where(reference = '#').exists() or descendants().where(ofType(canonical) = '#').exists() or descendants().where(ofType(canonical) = '#').exists()).not()).trace('unmatched', id).empty()
dom-4	error	Provenance	If a resource is contained in another resource, it SHALL NOT have a meta.versionId or a meta.lastUpdated : contained.meta.versionId.empty() and contained.meta.lastUpdated.empty()
dom-5	error	Provenance	If a resource is contained in another resource, it SHALL NOT have a security label : contained.meta.security.empty()
dom-6	best practice	Provenance	A resource should have narrative for robust management : text.`div`.exists()
ele-1	error	**ALL** elements	All FHIR elements must have a @value or children : hasValue() or (children().count() > id.count())
ext-1	error	**ALL** extensions	Must have either extensions or value[x], not both : extension.exists() != value.exists()
prov-1	error	Provenance.agent	Who and onBehalfOf cannot be the same : who.resolve().exists() and onBehalfOf.resolve().exists() implies who.resolve() != onBehalfOf.resolve()
prov-2	error	Provenance.agent	If who is a PractitionerRole, onBehalfOf can't reference the same Practitioner : who.resolve().ofType(PractitionerRole).practitioner.resolve().exists() and onBehalfOf.resolve().ofType(Practitioner).exists() implies who.resolve().practitioner.resolve() != onBehalfOf.resolve()
prov-3	error	Provenance.agent	If who is an organization, onBehalfOf can't be a PractitionerRole within that organization : who.resolve().ofType(Organization).exists() and onBehalfOf.resolve().ofType(PractitionerRole).organization.resolve().exists() implies who.resolve() != onBehalfOf.resolve().organization.resolve()

Name	Flags	Card.	Type	Description & Constraints
Provenance		0..*	Provenance	Who, What, When for a set of resources
id	Σ	0..1	id	Logical id of this artifact
meta	Σ	0..1	Meta	Metadata about the resource
implicitRules	?!Σ	0..1	uri	A set of rules under which this content was created
language		0..1	code	Language of the resource content Binding: AllLanguages (required): IETF language tag for a human language Additional Bindings Purpose CommonLanguages Starter Set
text		0..1	Narrative	Text summary of the resource, for human interpretation
contained		0..*	Resource	Contained, inline Resources
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored
target	SΣ	1..*	Reference(Resource)	Target Reference(s) (usually version specific)
occurred[x]	S	0..1		When the activity occurred
occurredPeriod			Period
occurredDateTime			dateTime
recorded	SΣ	0..1	instant	When the activity was recorded / updated
policy	S	0..*	uri	Policy or plan the activity was defined by
location	S	0..1	Reference(Location)	Where the activity occurred, if relevant
authorization		0..*	CodeableReference()	Authorization (purposeOfUse) related to the event Binding: PurposeOfUse (example): The authorized purposeOfUse for the activity.
activity	S	0..1	CodeableConcept	Activity that occurred Binding: ProvenanceActivityType (example): The activity that took place.
basedOn		0..*	Reference(CarePlan | DeviceRequest | ImmunizationRecommendation | MedicationRequest | NutritionOrder | ServiceRequest | Task)	Workflow authorization within which this event occurred
patient		0..1	Reference(Patient)	The patient is the subject of the data created/updated (.target) by the activity
encounter		0..1	Reference(Encounter)	Encounter within which this event occurred or which the event is tightly associated
agent	SΣC	1..*	BackboneElement	Actor involved
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
type	Σ	0..1	CodeableConcept	How the agent participated Binding: ParticipationRoleType (example): The type of participation that a provenance agent played with respect to the activity.
role		0..*	CodeableConcept	What the agents role was Binding: SecurityRoleType (example): The role that a provenance agent played with respect to the activity.
who	SΣC	1..1	Reference(Practitioner | PractitionerRole | Organization | CareTeam | Patient | Device | RelatedPerson)	The agent that participated in the event
onBehalfOf	SC	0..1	Reference(Practitioner | PractitionerRole | Organization | CareTeam | Patient)	The agent that delegated
entity	Σ	0..*	BackboneElement	An entity used in this activity
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
role	Σ	1..1	code	revision | quotation | source | instantiates | removal Binding: ProvenanceEntityRole (required): How an entity was used in an activity.
what	Σ	1..1	Reference(Resource)	Identity of entity
agent		0..*	See agent (Provenance)	Entity is attributed to this agent
signature	S	0..*	Signature	Signature on target
Documentation for this format

Terminology Bindings

Path	Conformance	ValueSet
Provenance.language	required	AllLanguages
Provenance.authorization	example	PurposeOfUse
Provenance.activity	example	ProvenanceActivityType
Provenance.agent.type	example	ParticipationRoleType
Provenance.agent.role	example	SecurityRoleType
Provenance.entity.role	required	ProvenanceEntityRole

Constraints

Id	Grade	Path(s)	Details	Requirements
dom-2	error	Provenance	If the resource is contained in another resource, it SHALL NOT contain nested Resources : contained.contained.empty()
dom-3	error	Provenance	If the resource is contained in another resource, it SHALL be referred to from elsewhere in the resource or SHALL refer to the containing resource : contained.where((('#'+id in (%resource.descendants().reference | %resource.descendants().ofType(canonical) | %resource.descendants().ofType(uri) | %resource.descendants().ofType(url))) or descendants().where(reference = '#').exists() or descendants().where(ofType(canonical) = '#').exists() or descendants().where(ofType(canonical) = '#').exists()).not()).trace('unmatched', id).empty()
dom-4	error	Provenance	If a resource is contained in another resource, it SHALL NOT have a meta.versionId or a meta.lastUpdated : contained.meta.versionId.empty() and contained.meta.lastUpdated.empty()
dom-5	error	Provenance	If a resource is contained in another resource, it SHALL NOT have a security label : contained.meta.security.empty()
dom-6	best practice	Provenance	A resource should have narrative for robust management : text.`div`.exists()
ele-1	error	**ALL** elements	All FHIR elements must have a @value or children : hasValue() or (children().count() > id.count())
ext-1	error	**ALL** extensions	Must have either extensions or value[x], not both : extension.exists() != value.exists()
prov-1	error	Provenance.agent	Who and onBehalfOf cannot be the same : who.resolve().exists() and onBehalfOf.resolve().exists() implies who.resolve() != onBehalfOf.resolve()
prov-2	error	Provenance.agent	If who is a PractitionerRole, onBehalfOf can't reference the same Practitioner : who.resolve().ofType(PractitionerRole).practitioner.resolve().exists() and onBehalfOf.resolve().ofType(Practitioner).exists() implies who.resolve().practitioner.resolve() != onBehalfOf.resolve()
prov-3	error	Provenance.agent	If who is an organization, onBehalfOf can't be a PractitionerRole within that organization : who.resolve().ofType(Organization).exists() and onBehalfOf.resolve().ofType(PractitionerRole).organization.resolve().exists() implies who.resolve() != onBehalfOf.resolve().organization.resolve()

This structure is derived from Provenance

Summary

Must-Support: 10 elements

Maturity: 1

Differential View

This structure is derived from Provenance

Name	Flags	Card.	Type	Description & Constraints
Provenance		0..*	Provenance	Who, What, When for a set of resources
target	S	1..*	Reference(Resource)	Target Reference(s) (usually version specific)
occurred[x]	S	0..1	Period, dateTime	When the activity occurred
recorded	S	0..1	instant	When the activity was recorded / updated
policy	S	0..*	uri	Policy or plan the activity was defined by
location	S	0..1	Reference(Location)	Where the activity occurred, if relevant
activity	S	0..1	CodeableConcept	Activity that occurred
agent	S	1..*	BackboneElement	Actor involved
who	S	1..1	Reference(Practitioner | PractitionerRole | Organization | CareTeam | Patient | Device | RelatedPerson)	The agent that participated in the event
onBehalfOf	S	0..1	Reference(Practitioner | PractitionerRole | Organization | CareTeam | Patient)	The agent that delegated
signature	S	0..*	Signature	Signature on target
Documentation for this format

Key Elements View

Name	Flags	Card.	Type	Description & Constraints
Provenance		0..*	Provenance	Who, What, When for a set of resources
implicitRules	?!Σ	0..1	uri	A set of rules under which this content was created
contained		0..*	Resource	Contained, inline Resources
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored
target	SΣ	1..*	Reference(Resource)	Target Reference(s) (usually version specific)
occurred[x]	S	0..1		When the activity occurred
occurredPeriod			Period
occurredDateTime			dateTime
recorded	SΣ	0..1	instant	When the activity was recorded / updated
policy	S	0..*	uri	Policy or plan the activity was defined by
location	S	0..1	Reference(Location)	Where the activity occurred, if relevant
activity	S	0..1	CodeableConcept	Activity that occurred Binding: ProvenanceActivityType (example): The activity that took place.
agent	SΣC	1..*	BackboneElement	Actor involved
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
who	SΣC	1..1	Reference(Practitioner | PractitionerRole | Organization | CareTeam | Patient | Device | RelatedPerson)	The agent that participated in the event
onBehalfOf	SC	0..1	Reference(Practitioner | PractitionerRole | Organization | CareTeam | Patient)	The agent that delegated
signature	S	0..*	Signature	Signature on target
Documentation for this format

Terminology Bindings

Path	Conformance	ValueSet
Provenance.activity	example	ProvenanceActivityType

Constraints

Id	Grade	Path(s)	Details	Requirements
dom-2	error	Provenance	If the resource is contained in another resource, it SHALL NOT contain nested Resources : contained.contained.empty()
dom-3	error	Provenance	If the resource is contained in another resource, it SHALL be referred to from elsewhere in the resource or SHALL refer to the containing resource : contained.where((('#'+id in (%resource.descendants().reference | %resource.descendants().ofType(canonical) | %resource.descendants().ofType(uri) | %resource.descendants().ofType(url))) or descendants().where(reference = '#').exists() or descendants().where(ofType(canonical) = '#').exists() or descendants().where(ofType(canonical) = '#').exists()).not()).trace('unmatched', id).empty()
dom-4	error	Provenance	If a resource is contained in another resource, it SHALL NOT have a meta.versionId or a meta.lastUpdated : contained.meta.versionId.empty() and contained.meta.lastUpdated.empty()
dom-5	error	Provenance	If a resource is contained in another resource, it SHALL NOT have a security label : contained.meta.security.empty()
dom-6	best practice	Provenance	A resource should have narrative for robust management : text.`div`.exists()
ele-1	error	**ALL** elements	All FHIR elements must have a @value or children : hasValue() or (children().count() > id.count())
ext-1	error	**ALL** extensions	Must have either extensions or value[x], not both : extension.exists() != value.exists()
prov-1	error	Provenance.agent	Who and onBehalfOf cannot be the same : who.resolve().exists() and onBehalfOf.resolve().exists() implies who.resolve() != onBehalfOf.resolve()
prov-2	error	Provenance.agent	If who is a PractitionerRole, onBehalfOf can't reference the same Practitioner : who.resolve().ofType(PractitionerRole).practitioner.resolve().exists() and onBehalfOf.resolve().ofType(Practitioner).exists() implies who.resolve().practitioner.resolve() != onBehalfOf.resolve()
prov-3	error	Provenance.agent	If who is an organization, onBehalfOf can't be a PractitionerRole within that organization : who.resolve().ofType(Organization).exists() and onBehalfOf.resolve().ofType(PractitionerRole).organization.resolve().exists() implies who.resolve() != onBehalfOf.resolve().organization.resolve()

Snapshot View

Name	Flags	Card.	Type	Description & Constraints
Provenance		0..*	Provenance	Who, What, When for a set of resources
id	Σ	0..1	id	Logical id of this artifact
meta	Σ	0..1	Meta	Metadata about the resource
implicitRules	?!Σ	0..1	uri	A set of rules under which this content was created
language		0..1	code	Language of the resource content Binding: AllLanguages (required): IETF language tag for a human language Additional Bindings Purpose CommonLanguages Starter Set
text		0..1	Narrative	Text summary of the resource, for human interpretation
contained		0..*	Resource	Contained, inline Resources
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored
target	SΣ	1..*	Reference(Resource)	Target Reference(s) (usually version specific)
occurred[x]	S	0..1		When the activity occurred
occurredPeriod			Period
occurredDateTime			dateTime
recorded	SΣ	0..1	instant	When the activity was recorded / updated
policy	S	0..*	uri	Policy or plan the activity was defined by
location	S	0..1	Reference(Location)	Where the activity occurred, if relevant
authorization		0..*	CodeableReference()	Authorization (purposeOfUse) related to the event Binding: PurposeOfUse (example): The authorized purposeOfUse for the activity.
activity	S	0..1	CodeableConcept	Activity that occurred Binding: ProvenanceActivityType (example): The activity that took place.
basedOn		0..*	Reference(CarePlan | DeviceRequest | ImmunizationRecommendation | MedicationRequest | NutritionOrder | ServiceRequest | Task)	Workflow authorization within which this event occurred
patient		0..1	Reference(Patient)	The patient is the subject of the data created/updated (.target) by the activity
encounter		0..1	Reference(Encounter)	Encounter within which this event occurred or which the event is tightly associated
agent	SΣC	1..*	BackboneElement	Actor involved
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
type	Σ	0..1	CodeableConcept	How the agent participated Binding: ParticipationRoleType (example): The type of participation that a provenance agent played with respect to the activity.
role		0..*	CodeableConcept	What the agents role was Binding: SecurityRoleType (example): The role that a provenance agent played with respect to the activity.
who	SΣC	1..1	Reference(Practitioner | PractitionerRole | Organization | CareTeam | Patient | Device | RelatedPerson)	The agent that participated in the event
onBehalfOf	SC	0..1	Reference(Practitioner | PractitionerRole | Organization | CareTeam | Patient)	The agent that delegated
entity	Σ	0..*	BackboneElement	An entity used in this activity
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
role	Σ	1..1	code	revision | quotation | source | instantiates | removal Binding: ProvenanceEntityRole (required): How an entity was used in an activity.
what	Σ	1..1	Reference(Resource)	Identity of entity
agent		0..*	See agent (Provenance)	Entity is attributed to this agent
signature	S	0..*	Signature	Signature on target
Documentation for this format

Terminology Bindings

Path	Conformance	ValueSet
Provenance.language	required	AllLanguages
Provenance.authorization	example	PurposeOfUse
Provenance.activity	example	ProvenanceActivityType
Provenance.agent.type	example	ParticipationRoleType
Provenance.agent.role	example	SecurityRoleType
Provenance.entity.role	required	ProvenanceEntityRole

Constraints

Id	Grade	Path(s)	Details	Requirements
dom-2	error	Provenance	If the resource is contained in another resource, it SHALL NOT contain nested Resources : contained.contained.empty()
dom-3	error	Provenance	If the resource is contained in another resource, it SHALL be referred to from elsewhere in the resource or SHALL refer to the containing resource : contained.where((('#'+id in (%resource.descendants().reference | %resource.descendants().ofType(canonical) | %resource.descendants().ofType(uri) | %resource.descendants().ofType(url))) or descendants().where(reference = '#').exists() or descendants().where(ofType(canonical) = '#').exists() or descendants().where(ofType(canonical) = '#').exists()).not()).trace('unmatched', id).empty()
dom-4	error	Provenance	If a resource is contained in another resource, it SHALL NOT have a meta.versionId or a meta.lastUpdated : contained.meta.versionId.empty() and contained.meta.lastUpdated.empty()
dom-5	error	Provenance	If a resource is contained in another resource, it SHALL NOT have a security label : contained.meta.security.empty()
dom-6	best practice	Provenance	A resource should have narrative for robust management : text.`div`.exists()
ele-1	error	**ALL** elements	All FHIR elements must have a @value or children : hasValue() or (children().count() > id.count())
ext-1	error	**ALL** extensions	Must have either extensions or value[x], not both : extension.exists() != value.exists()
prov-1	error	Provenance.agent	Who and onBehalfOf cannot be the same : who.resolve().exists() and onBehalfOf.resolve().exists() implies who.resolve() != onBehalfOf.resolve()
prov-2	error	Provenance.agent	If who is a PractitionerRole, onBehalfOf can't reference the same Practitioner : who.resolve().ofType(PractitionerRole).practitioner.resolve().exists() and onBehalfOf.resolve().ofType(Practitioner).exists() implies who.resolve().practitioner.resolve() != onBehalfOf.resolve()
prov-3	error	Provenance.agent	If who is an organization, onBehalfOf can't be a PractitionerRole within that organization : who.resolve().ofType(Organization).exists() and onBehalfOf.resolve().ofType(PractitionerRole).organization.resolve().exists() implies who.resolve() != onBehalfOf.resolve().organization.resolve()

This structure is derived from Provenance

Summary

Must-Support: 10 elements

Maturity: 1

Other representations of profile: CSV, Excel, Schematron