This page is part of the SDOH Clinical Care for Multiple Domains (v0.1.0: STU 1 Ballot 1) based on FHIR R4. The current version which supercedes this version is 2.0.0. For a full list of available versions, see the Directory of published versions
The influence of social determinants on health outcomes is increasingly recognized in emerging payment reform programs, federal and state-based policies, and information technology initiatives. Social determinants of health (SDOH) are defined by the World Health Organization as the conditions in which people are born, live, work, and age.
The growing awareness around SDOH has contributed to efforts to address actionable socioeconomic risk factors through the health care delivery system. Recommendations from national groups, including the American Academy of Pediatrics, American Academy of Family Physicians, Agency for Healthcare Research and Quality, National Quality Forum (NQF), and Institute for Health Care Improvement underscore the various roles the health care system could play in helping to identify and reduce patients social risk factors.
Source: Institute for Clinical Systems Improvement, Going Beyond Clinical Walls: Solving Complex Problems (October 2014) Adapted from The Bridgespan Group
These national calls to action for health care systems have spurred innovations, including a wide range of social risk screening tools and practice-based interventions. Some of these innovations have helped to reduce social risks, improve health outcomes, and lower costs. The experimentation in this area has been bolstered by new value-based payment models and accountable care organizations (ACOs), which together offer financial incentives to advance coordinated care between medical and social service organizations and other organizations directly connected to patients.
Many of the recent innovations in this area begin with the strategic collection of SDOH data. As examples, the Centers for Medicare & Medicaid Services Innovation Center (CMS Innovation Center) Comprehensive Primary Care Plus Model requires providers to assess patients social risks, and the CMS Innovation Centers Accountable Health Communities Model developed a social risk assessment tool to help identify and address social risks across clinical and community-based settings.
These emerging initiatives to collect SDOH data in health care settings present new challenges for national goals to standardize patient data recorded in electronic health records (EHRs). Two Health Information Technology for Economic and Clinical Health Act (HITECH) Programs require providers to use health IT systems that capture specific patient data in standardized formats to enable interoperable data exchange with other systems.
These programs require that EHRs use a common clinical data set (CCDS)the USCDI data classes and elements, including specific medical clinical terminologies codes, to represent concepts such as race, ethnicity, and preferred language, but they include limited requirements to represent social risk assessments and related social care interventions. As an example, though the Office of the National Coordinator (ONC) 2015 Edition includes requirements for LOINC coding for financial resource strain, education, social connection and isolation, and exposure to violence (intimate partner violence). However, not all social risk factors are included in the ONC 2015 Edition final rule.
The capture and exchange of interoperable data allows providers to share specific information with health plan payers who seek to aggregate and analyze population health data for the purpose of stratifying risk, enabling data-driven financial models for value-based payment, addressing the opioid epidemic, supporting prevention and control of chronic disease, encouraging community-based care coordination, and other activities that are proving to substantially reduce overall health care expenditures. Population health data can include patient demographics, patient access points, service delivery histories, outcome breakdowns and referrals. The collection of this data can help inform payer organizations policies, investment strategies, and community engagement in addition to helping them better understand and address social needs within the community.
Many payers have recently focused on collaborating with providers and local service agencies to stand up community programs that help individuals more easily navigate complex health care systems, provide more revenue to communities from both public and private sources, and support closed-loop referrals. Programs to address SDOH have been launched during the past few years by Kaiser Permanente, UnitedHealthcare in partnership with the American Medical Association, Anthem, Humana, University of Pittsburgh Medical Center (UPMC) Health Plan, CareSource, Health Net, Harvard, Pilgrim, Blue Cross Blue Shield, WellCare Health Plans, and others.
In light of growing interest in capturing SDOH data in health care settings and concerns about the capacity of existing medical terminology standards to effectively capture the necessary data, the Social Interventions Research and Evaluation Network (SIREN) convened a diverse group of stakeholders, including experts in SDOH data from health care, community health, and health information technology (health IT) in November 2017 to develop a strategy for achieving consensus-based comprehensive coding standards for SDOH data capture in EHR systems. Participants concluded that current codes are insufficient to represent the data needed to support clinical care, panel management/quality improvement, community health improvement, payment/risk adjustment, and research. As a next step, participants recommended convening a multi-stakeholder group through an open, public process to better articulate SDOH data use cases. In response, SIREN, with sponsorship from the Robert Wood Johnson Foundation, initiated the Gravity Project.
In August 2019, Health Level Seven International (HL7), the global authority for interoperability in health information technology, and the American Academy of Family Physicians (AAFP), the only medical society devoted solely to primary care, announced that the Gravity Project is now part of the HL7 FHIR Accelerator Program.
The Gravity Project aims to standardize medical codes to facilitate the use of social determinants of health-related data in patient care, care coordination between the health and human services sectors, population health management, value-based payment, and clinical research. Social determinants of health (SDOH) are the conditions in which people are born, grow, work, live, and age, and the wider set of forces and systems shaping the conditions of daily life.
The HL7 FHIR Accelerator Program is designed to assist implementers across the health care spectrum to create HL7 FHIR implementation guides and other products than can facilitate FHIR acceleration and adoption activities. Other projects within the Accelerator Program include Argonaut, Da Vinci and CARIN Alliance.
The systematic documentation and aggregation of SDOH data in EHRs and related systems is limited due to the following:
Based on the growing collection of social risk data in health care systems, an immediate opportunity exists to support data collection, data aggregation, data sharing, quality measurement, benchmarking, and risk adjustment. Many assessment tools are currently in use, but the concepts addressed vary, and some tools merit further validation and testing across a variety of settings and clinical workflows. Health IT can play a critical, untapped role in enabling the seamless electronic exchange and use of this data. However, standardization and harmonization of SDOH concepts, regardless of the social risk assessment tool used, requires a consensus-based approach to maximize buy-in, consistency of implementation, and usefulness of data collected.