This page is part of the Smart App Launch Implementation Guide (v2.1.0-ballot: STU 2.1 Draft) based on FHIR R4. The current version which supercedes this version is 2.0.0. For a full list of available versions, see the Directory of published versions

App Launch: Launch and Authorization

The SMART App Launch Framework connects third-party applications to Electronic Health Record data, allowing apps to launch from inside or outside the user interface of an EHR system. The framework supports apps for use by clinicians, patients, and others via a PHR or Patient Portal or any FHIR system where a user can launch an app. It provides a reliable, secure authorization protocol for a variety of app architectures, including apps that run on an end-user’s device as well as apps that run on a secure server. The Launch Framework supports four key use cases:

1. Patients apps that launch standalone
2. Patient apps that launch from a portal
3. Provider apps that launch standalone
4. Provider apps that launch from a portal

These use cases support apps that perform data visualization, data collection, clinical decision support, data sharing, case reporting, and many other functions.

Profile audience and scope

This profile is intended to be used by developers of apps that need to access user identity information or other FHIR resources by requesting authorization from OAuth 2.0 compliant authorization servers. It is compatible with FHIR R2 (DSTU2) and later; this publication includes explicit definitions for FHIR R4.

OAuth 2.0 authorization servers are configured to mediate access based on a set of rules configured to enforce institutional policy, which may include requesting end-user authorization. This profile does not dictate the institutional policies that are implemented in the authorization server.

The profile defines a method through which an app requests authorization to access a FHIR resource, and then uses that authorization to retrieve the resource. Synchronization of patient context is not addressed; for use cases that require context synchronization (e.g., learning about when the in-context patient changes within an EHR session) see FHIRcast. In other words, if the patient chart is changed during the session, the application will not inherently be updated.

Security mechanisms such as those mandated by HIPAA in the US (end-user authentication, session time-out, security auditing, and accounting of disclosures) are outside the scope of this profile.

This profile provides a mechanism to delegate an entity’s permissions (e.g., a user’s permissions) to a 3rd-party app. The profile includes mechanisms to delegate a limited subset of an entity’s permissions (e.g., only sharing access to certain data types). However, this profile does not model the permissions that the entity has in the first place (e.g., it provides no mechanism to specify that a given entity should or should not be able to access specific records in an EHR). Hence, this profile is designed to work on top of an EHR’s existing user and permissions management system, enabling a standardized mechanism for delegation.

Security and Privacy Considerations

App protection

The app is responsible for protecting itself from potential misbehaving or malicious values passed to its redirect URL (e.g., values injected with executable code, such as SQL) and for protecting authorization codes, access tokens, and refresh tokens from unauthorized access and use. The app developer must be aware of potential threats, such as malicious apps running on the same platform, counterfeit authorization servers, and counterfeit resource servers, and implement countermeasures to help protect both the app itself and any sensitive information it may hold. For background, see the OAuth 2.0 Threat Model and Security Considerations.

Specific requirements are:

• Apps SHALL ensure that sensitive information (authentication secrets, authorization codes, tokens) is transmitted ONLY to authenticated servers, over TLS-secured channels.

• Apps SHALL generate an unpredictable state parameter for each user session; SHALL include state with all authorization requests; and SHALL validate the state value for any request sent to its redirect URL.

• An app SHALL NOT execute untrusted user-supplied inputs as code.

• An app SHALL NOT forward values passed back to its redirect URL to any other arbitrary or user-provided URL (a practice known as an “open redirector”).

• An app SHALL NOT store bearer tokens in cookies that are transmitted as clear text.

• Apps SHOULD persist tokens and other sensitive data in app-specific storage locations only, and SHOULD NOT persist them in system-wide-discoverable locations.

Support for “public” and “confidential” apps

Within this profile we differentiate between the two types of apps defined in the OAuth 2.0 specification: confidential and public. The differentiation is based upon whether the execution environment within which the app runs enables the app to protect secrets. Pure client-side apps (for example, HTML5/JS browser-based apps, iOS mobile apps, or Windows desktop apps) can provide adequate security, but they may be unable to “keep a secret” in the OAuth2 sense. In other words, any “secret” key, code, or string that is statically embedded in the app can potentially be extracted by an end-user or attacker. Hence security for these apps cannot depend on secrets embedded at install-time.

For strategies and best practices to protecting a client secret refer to:

• OAuth 2.0 Threat Model and Security Considerations: 4.1.1. Threat: Obtaining Client Secrets
• OAuth 2.0 for Native Apps: 8.5. Client Authentication
• OAuth 2.0 Dynamic Client Registration Protocol

Use the confidential app profile if your app is able to protect a secret

for example:

• App runs on a trusted server with only server-side access to the secret
• App is a native app that uses additional technology (such as dynamic client registration and universal redirect_uris) to protect the secret

Use the public app profile if your app is unable to protect a secret

for example:

• App is an HTML5 or JS in-browser app (including single-page applications) that would expose the secret in user space
• App is a native app that can only distribute a secret statically

Considerations for PKCE Support

All SMART apps SHALL support Proof Key for Code Exchange (PKCE). PKCE is a standardized, cross-platform technique for clients to mitigate the threat of authorization code interception or injection. PKCE is described in IETF RFC 7636. SMART servers SHALL support the S256 code_challenge_method and SHALL NOT support the plain method.

Considerations for Cross-Origin Resource Sharing (CORS) support

Servers that support purely browser-based apps SHALL enable Cross-Origin Resource Sharing (CORS) as follows:

1. For requests from any origin, CORS configuration permits access to the public discovery endpoints (.well-known/smart-configuration and metadata)
2. For requests from a client’s registered origin(s), CORS configuration permits access to the token endpoint and to FHIR REST API endpoints

Related reading

Implementers can review the OAuth Security Topics guidance from IETF as a collection of Best Current Practices.

Some resources shared with apps following this IG may be considered Patient Sensitive; implementers should review the Core FHIR Specification’s Security Page for additional security and privacy considerations.

SMART authorization & FHIR access: overview

An app can launch from within an existing EHR or Patient Portal session; this is known as an EHR launch. Alternatively, it can launch as a standalone app.

In an EHR launch, an opaque handle to the EHR context is passed along to the app as part of the launch URL. The app later will include this handle as a request parameter when it requests authorization to access resources. The server will provide the application with EHR context based on this handle. Note that the complete URLs of all apps approved for use by users of this EHR will have been registered with the EHR authorization server.

In a standalone launch, when the app launches from outside an EHR session, the app can request context from the EHR authorization server. The context will then be determined during the authorization process as described below.

Once an app receives a launch request, it requests authorization to access FHIR resources by instructing the browser to navigate to the EHR’s authorization endpoint. Based on pre-defined rules and possibly end-user authorization, the EHR authorization server either grants the request by returning an authorization code to the app’s redirect URL or denies the request. The app then exchanges the authorization code for an access token. The app presents the access token to the EHR’s resource server to access requested FHIR resources. If a refresh token is returned along with the access token, the app may use it to request a new access token with the same scope, once the old access token expires.

Top-level steps for SMART App Launch

The top-level steps for Smart App Launch are:

1. Register App with EHR (one-time step, can be out-of-band)
2. Launch App: Standalone Launch or EHR Launch
3. Retrieve .well-known/smart-configuration
4. Obtain authorization code
5. Obtain access token
6. Access FHIR API
7. Refresh access token

“The actors involved in each step and the order in which steps are used is illustrated in the figure below. “

More detail on each of these steps is provided in the sections below.

Register App with EHR

Before a SMART app can run against an EHR, the app must be registered with that EHR’s authorization service. SMART does not specify a standards-based registration process, but we encourage EHR implementers to consider the OAuth 2.0 Dynamic Client Registration Protocol for an out-of-the-box solution.

Note that this is a one-time setup step, and can occur out-of-band.

Request

No matter how an app registers with an EHR’s authorization service, at registration time every SMART app SHALL:

• Register zero or more fixed, fully-specified launch URL with the EHR’s authorization server
• Register one or more fixed, fully-specified redirect_uris with the EHR’s authorization server.

For confidential clients, additional registration-time requirements are defined based on the client authentication method.

• For asymmetric client authentication: a JSON Web Key Set or JWSK URL is established
• For symmetric client authentication: a client secret is established

Response

The EHR confirms the app’s registration parameters and communicates a client_id to the app.

Launch App: Standalone Launch

In SMART’s standalone launch flow, a user selects an app from outside the EHR (for example, by tapping an app icon on a mobile phone home screen).

Request

There is no explicit request associated with this step of the SMART App Launch process.

Response

The app proceeds to the next step of the SMART App Launch flow.

Examples

• Public client
• Confidential client, asymmetric authentication
• Confidential client, symmetric authentication

Launch App: EHR Launch

In SMART’s EHR launch flow, a user has established an EHR session and then decides to launch an app. This could be a single-patient app that runs in the context of a patient record, or a user-level app (like an appointment manager or a population dashboard).

Request

The EHR initiates a “launch sequence” by opening a new browser instance (or iframe) pointing to the app’s registered launch URL and passing some context.

The following parameters are included:

For example

A launch might cause the browser to navigate to:

Location: https://app/launch?iss=https%3A%2F%2Fehr%2Ffhir&launch=xyz123

Later, when the app prepares its authorization request, it includes launch as a requested scope and includes a launch={launch id} URL parameter echoing the value it received from the EHR in this notification.

Response

The app proceeds to the next step of the SMART App Launch flow.

Retrieve .well-known/smart-configuration

In order to obtain launch context and request authorization to access FHIR resources, the app discovers the EHR FHIR server’s SMART configuration metadata, including OAuth authorization_endpoint and token_endpoint URLs.

Request

The discovery URL is constructed by appending .well-known/smart-configuration to the FHIR Base URL. The app issues an HTTP GET to the discovery URL with an Accept header supporting application/json.

Response

The EHR responds with a SMART configuration JSON document as described in conformance

Examples

• Example request and response

Obtain authorization code

To proceed with a launch, the app constructs a request for an authorization code.

Request

The app supplies the following parameters to the EHR’s “authorize” endpoint.

Note on PKCE Support: the EHR SHALL ensure that the code_verifier is present and valid when the code is exchanged for an access token.

The app SHOULD limit its requested scopes to the minimum necessary (i.e., minimizing the requested data categories and the requested duration of access).

If the app needs to authenticate the identity of or retrieve information about the end-user, it should include two OpenID Connect scopes: openid and fhirUser. When these scopes are requested and the request is granted, the app will receive an id_token along with the access token. For full details, see SMART launch context parameters.

The following requirements are adopted from OpenID Connect Core 1.0 Specification section 3.1.2.1:

• Authorization Servers SHALL support the use of the HTTP GET and POST methods at the Authorization Endpoint.
• Clients SHALL use either the HTTP GET or the HTTP POST method to send the Authorization Request to the Authorization Server. If using the HTTP GET method, the request parameters are serialized using URI Query String Serialization. If using the HTTP POST method, the request parameters are serialized using Form Serialization and the application/x-www-form-urlencoded content type.

For example

If an app needs demographics and observations for a single patient and wants information about the current logged-in user, the app can request:

• patient/Patient.r
• patient/Observation.rs
• openid fhirUser

If the app was launched from an EHR, the app adds a launch scope and a launch={launch id} URL parameter echoing the value it received from the EHR to be associated with the EHR context of this launch notification.

Apps using the standalone launch flow won’t have a launch id at this point. These apps can declare launch context requirements by adding specific scopes to the authorization request: for example, launch/patient to indicate that the app needs a patient ID, or launch/encounter to indicate it needs an encounter. The EHR’s “authorize” endpoint will take care of acquiring the context it needs (making it available to the app).
For example, if your app needs patient context, the EHR may provide the end-user with a patient selection widget. For full details, see SMART launch context parameters.

The app then instructs the browser to navigate the browser to the EHR’s authorization URL as determined above. For example to cause the browser to issue a GET:

Location: https://ehr/authorize?
            response_type=code&
            client_id=app-client-id&
            redirect_uri=https%3A%2F%2Fapp%2Fafter-auth&
            launch=xyz123&
            scope=launch+patient%2FObservation.rs+patient%2FPatient.rs+openid+fhirUser&
            state=98wrghuwuogerg97&
            aud=https://ehr/fhir

Alternatively, the following example shows one way for a client app to cause the browser to issue a POST using HTML and javascript:

<html>
  <body onload="javascript:document.forms[0].submit()">
    <form method="post" action="https://ehr/authorize">
      <input type="hidden" name="response_type" value="code"/>
      <input type="hidden" name="client_id" value="app-client-id"/>
      <input type="hidden" name="redirect_uri" value="https://app/after-auth"/>
      <input type="hidden" name="launch" value="xyz123"/>
      <input type="hidden" name="scope" value="launch patient/Observation.rs patient/Patient.rs openid fhirUser"/>
      <input type="hidden" name="state" value="98wrghuwuogerg97"/>
      <input type="hidden" name="aud" value="https://ehr/fhir"/>
    </form>
  </body>
</html>

Response

The authorization decision is up to the EHR authorization server which may request authorization from the end-user. The EHR authorization server will enforce access rules based on local policies and optionally direct end-user input.

The EHR decides whether to grant or deny access. This decision is communicated to the app when the EHR authorization server returns an authorization code or, if denying access, an error response. Authorization codes are short-lived, usually expiring within around one minute. The code is sent when the EHR authorization server causes the browser to navigate to the app’s redirect_uri with the following URL parameters:

The app SHALL validate the value of the state parameter upon return to the redirect URL and SHALL ensure that the state value is securely tied to the user’s current session (e.g., by relating the state value to a session identifier issued by the app).

For example

Based on the client_id, current EHR user, configured policy, and perhaps direct user input, the EHR makes a decision to approve or deny access. This decision is communicated to the app by instructing the browser to navigate to the app’s registered redirect_uri. For example:

Location: https://app/after-auth?
  code=123abc&
  state=98wrghuwuogerg97

Examples

• Public client
• Confidential client, asymmetric authentication
• Confidential client, symmetric authentication

Obtain access token

After obtaining an authorization code, the app trades the code for an access token.

Request

The app issues an HTTP POST to the EHR authorization server’s token endpoint URL using content-type application/x-www-form-urlencoded as described in section 4.1.3 of RFC6749.

For public apps, authentication not required because a client with no secret cannot prove its identity when it issues a call. (The end-to-end system can still be secure because the client comes from a known, https protected endpoint specified and enforced by the redirect uri.) For confidential apps, authentication is required. Confidential clients SHOULD use Asymmetric Authentication if available, and MAY use Symmetric Authentication.

Response

The EHR authorization server SHALL return a JSON object that includes an access token or a message indicating that the authorization request has been denied. The JSON structure includes the following parameters:

In addition, if the app was launched from within a patient context, parameters to communicate the context values MAY BE included. For example, a parameter like "patient": "123" would indicate the FHIR resource https://[fhir-base]/Patient/123. Other context parameters may also be available. For full details see SMART launch context parameters.

The parameters are included in the entity-body of the HTTP response, as described in section 5.1 of RFC6749.

The access token is a string of characters as defined in RFC6749 and RFC6750. The token is essentially a private message that the authorization server passes to the FHIR Resource Server telling the FHIR server that the “message bearer” has been authorized to access the specified resources.
Defining the format and content of the access token is left up to the organization that issues the access token and holds the requested resource.

The authorization server’s response SHALL include the HTTP “Cache-Control” response header field with a value of “no-store,” as well as the “Pragma” response header field with a value of “no-cache.”

The EHR authorization server decides what expires_in value to assign to an access token and whether to issue a refresh token, as defined in section 1.5 of RFC6749, along with the access token. If the app receives a refresh token along with the access token, it can exchange this refresh token for a new access token when the current access token expires (see step 5 below).

Apps SHOULD store tokens in app-specific storage locations only, and not in system-wide-discoverable locations. Access tokens SHOULD have a valid lifetime no greater than one hour. Confidential clients may be issued longer-lived tokens than public clients.

A large range of threats to access tokens can be mitigated by digitally signing the token as specified in RFC7515 or by using a Message Authentication Code (MAC) instead. Alternatively, an access token can contain a reference to authorization information, rather than encoding the information directly into the token itself.
To be effective, such references must be infeasible for an attacker to guess. Using a reference may require an extra interaction between the resource server and the authorization server; the mechanics of such an interaction are not defined by this specification.

At this point, the authorization flow is complete.

Examples

• Public client
• Confidential client, asymmetric authentication
• Confidential client, symmetric authentication

Access FHIR API

With a valid access token, the app can access protected EHR data by issuing a FHIR API call to the FHIR endpoint on the EHR’s resource server.

Request

From the access token response, an app has received an OAuth2 bearer-type access token (access_token property) that can be used to fetch clinical data. The app issues a request that includes an Authorization header that presents the access_token as a “Bearer” token:

Authorization: Bearer {{access_token}}

(Note that in a real request, {{access_token}} is replaced with the actual token value.)

Response

The resource server SHALL validate the access token and ensure that it has not expired and that its scope covers the requested resource. The resource server also validates that the aud parameter associated with the authorization (see Obtain authorization code) matches the resource server’s own FHIR endpoint. The method used by the EHR to validate the access token is beyond the scope of this specification but generally involves an interaction or coordination between the EHR’s resource server and the authorization server.

On occasion, an app may receive a FHIR resource that contains a “reference” to a resource hosted on a different resource server. The app SHOULD NOT blindly follow such references and send along its access_token, as the token may be subject to potential theft. The app SHOULD either ignore the reference, or initiate a new request for access to that resource.

Example Request and Response

Example

GET https://ehr/fhir/Patient/123
Authorization: Bearer i8hweunweunweofiwweoijewiwe

Response

{
  "resourceType": "Patient",
  "birthTime": ...
}

Refresh access token

Refresh tokens are issued to enable sessions to last longer than the validity period of an access token. The app can use the expires_in field from the token response (see Obtain access token) to determine when its access token will expire. EHR implementers are also encouraged to consider using the OAuth 2.0 Token Introspection Protocol to provide an introspection endpoint that clients can use to examine the validity and meaning of tokens. An app with “online access” can continue to get new access tokens as long as the end-user remains online. Apps with “offline access” can continue to get new access tokens without the user being interactively engaged for cases where an application should have long-term access extending beyond the time when a user is still interacting with the client.

The app requests a refresh token in its authorization request via the online_access or offline_access scope (see SMART on FHIR Access Scopes for details). A server can decide which client types (public or confidential) are eligible for offline access and able to receive a refresh token. If granted, the EHR supplies a refresh_token in the token response. A refresh token SHALL be bound to the same client_id and SHALL contain the same or a subset of the claims authorized for the access token with which it is associated. After an access token expires, the app requests a new access token by providing its refresh token to the EHR’s token endpoint.

Request

An HTTP POST transaction is made to the EHR authorization server’s token URL, with content-type application/x-www-form-urlencoded. The decision about how long the refresh token lasts is determined by a mechanism that the server chooses. For clients with online access, the goal is to ensure that the user is still online.

• For public apps, authentication is not possible (and thus not required). For confidential apps, see authentication considerations in step 5.

The following request parameters are defined:

Response

The response is a JSON object containing a new access token, with the following claims:

In addition, if the app was launched from within a patient context, parameters to communicate the context values MAY BE included. For example, a parameter like "patient": "123" would indicate the FHIR resource https://[fhir-base]/Patient/123. Other context parameters may also be available. For full details see SMART launch context parameters.

Examples

• Public client
• Confidential client, asymmetric authentication
• Confidential client, symmetric authentication