This page is part of the FHIR Specification (v5.0.0-draft-final: Final QA Preview for R5 - see ballot notes). The current version which supercedes this version is 5.0.0. For a full list of available versions, see the Directory of published versions . Page versions: R5 R4B R4 R3 R2
Security Work Group | Maturity Level: 3 | Trial Use | Security Category: Not Classified | Compartments: Device, Patient, Practitioner, RelatedPerson |
Detailed Descriptions for the elements in the Provenance resource.
Provenance | |||||||||||||||||
Element Id | Provenance | ||||||||||||||||
Definition | Provenance of a resource is a record that describes entities and processes involved in producing and delivering or otherwise influencing that resource. Provenance provides a critical foundation for assessing authenticity, enabling trust, and allowing reproducibility. Provenance assertions are a form of contextual metadata and can themselves become important records with their own provenance. Provenance statement indicates clinical significance in terms of confidence in authenticity, reliability, and trustworthiness, integrity, and stage in lifecycle (e.g. Document Completion - has the artifact been legally authenticated), all of which may impact security, privacy, and trust policies. | ||||||||||||||||
Short Display | Who, What, When for a set of resources | ||||||||||||||||
Cardinality | 0..* | ||||||||||||||||
Type | DomainResource | ||||||||||||||||
Alternate Names | History; Event; Activity | ||||||||||||||||
Summary | false | ||||||||||||||||
Comments | Some parties may be duplicated between the target resource and its provenance. For instance, the prescriber is usually (but not always) the author of the prescription resource. This resource is defined with close consideration for W3C Provenance. | ||||||||||||||||
Provenance.target | |||||||||||||||||
Element Id | Provenance.target | ||||||||||||||||
Definition | The Reference(s) that were generated or updated by the activity described in this resource. A provenance can point to more than one target if multiple resources were created/updated by the same activity. | ||||||||||||||||
Short Display | Target Reference(s) (usually version specific) | ||||||||||||||||
Cardinality | 1..* | ||||||||||||||||
Type | Reference(Any) | ||||||||||||||||
Summary | true | ||||||||||||||||
Comments | Target references are usually version specific, but might not be, if a version has not been assigned or if the provenance information is part of the set of resources being maintained (i.e. a document). When using the RESTful API, the identity of the resource might not be known (especially not the version specific one); the client may either submit the resource first, and then the provenance, or it may submit both using a single transaction. See the notes on transaction for further discussion. | ||||||||||||||||
Provenance.occurred[x] | |||||||||||||||||
Element Id | Provenance.occurred[x] | ||||||||||||||||
Definition | The period during which the activity occurred. | ||||||||||||||||
Short Display | When the activity occurred | ||||||||||||||||
Cardinality | 0..1 | ||||||||||||||||
Type | Period|dateTime | ||||||||||||||||
[x] Note | See Choice of Datatypes for further information about how to use [x] | ||||||||||||||||
Summary | false | ||||||||||||||||
Comments | The period can be a little arbitrary; where possible, the time should correspond to human assessment of the activity time. | ||||||||||||||||
Provenance.recorded | |||||||||||||||||
Element Id | Provenance.recorded | ||||||||||||||||
Definition | The instant of time at which the activity was recorded. | ||||||||||||||||
Short Display | When the activity was recorded / updated | ||||||||||||||||
Cardinality | 0..1 | ||||||||||||||||
Type | instant | ||||||||||||||||
Summary | true | ||||||||||||||||
Comments | This can be a little different from the time stamp on the resource if there is a delay between recording the event and updating the provenance and target resource. | ||||||||||||||||
Provenance.policy | |||||||||||||||||
Element Id | Provenance.policy | ||||||||||||||||
Definition | Policy or plan the activity was defined by. Typically, a single activity may have multiple applicable policy documents, such as patient consent, guarantor funding, etc. | ||||||||||||||||
Short Display | Policy or plan the activity was defined by | ||||||||||||||||
Cardinality | 0..* | ||||||||||||||||
Type | uri | ||||||||||||||||
Summary | false | ||||||||||||||||
Comments | For example: Where an OAuth token authorizes, the unique identifier from the OAuth token is placed into the policy element Where a policy engine (e.g. XACML) holds policy logic, the unique policy identifier is placed into the policy element. | ||||||||||||||||
Provenance.location | |||||||||||||||||
Element Id | Provenance.location | ||||||||||||||||
Definition | Where the activity occurred, if relevant. | ||||||||||||||||
Short Display | Where the activity occurred, if relevant | ||||||||||||||||
Cardinality | 0..1 | ||||||||||||||||
Type | Reference(Location) | ||||||||||||||||
Summary | false | ||||||||||||||||
Provenance.authorization | |||||||||||||||||
Element Id | Provenance.authorization | ||||||||||||||||
Definition | The authorization (e.g., PurposeOfUse) that was used during the event being recorded. | ||||||||||||||||
Short Display | Authorization (purposeOfUse) related to the event | ||||||||||||||||
Cardinality | 0..* | ||||||||||||||||
Terminology Binding | PurposeOfUse (Example) | ||||||||||||||||
Type | CodeableReference | ||||||||||||||||
Requirements | Record of any relevant security context, not restricted to purposeOfUse valueSet. May include security compartments, refrain, obligation, or other security tags. | ||||||||||||||||
Alternate Names | PurposeOfEvent | ||||||||||||||||
Summary | false | ||||||||||||||||
Provenance.activity | |||||||||||||||||
Element Id | Provenance.activity | ||||||||||||||||
Definition | An activity is something that occurs over a period of time and acts upon or with entities; it may include consuming, processing, transforming, modifying, relocating, using, or generating entities. | ||||||||||||||||
Short Display | Activity that occurred | ||||||||||||||||
Cardinality | 0..1 | ||||||||||||||||
Terminology Binding | ValueSet of sample of representative activity type codes. (Example) | ||||||||||||||||
Type | CodeableConcept | ||||||||||||||||
Summary | false | ||||||||||||||||
Provenance.basedOn | |||||||||||||||||
Element Id | Provenance.basedOn | ||||||||||||||||
Definition | Allows tracing of authorizatino for the events and tracking whether proposals/recommendations were acted upon. | ||||||||||||||||
Short Display | Workflow authorization within which this event occurred | ||||||||||||||||
Cardinality | 0..* | ||||||||||||||||
Type | Reference(CarePlan | DeviceRequest | ImmunizationRecommendation | MedicationRequest | NutritionOrder | ServiceRequest | Task) | ||||||||||||||||
Summary | false | ||||||||||||||||
Provenance.patient | |||||||||||||||||
Element Id | Provenance.patient | ||||||||||||||||
Definition | The patient element is available to enable deterministic tracking of activities that involve the patient as the subject of the data used in an activity. | ||||||||||||||||
Short Display | The patient is the subject of the data created/updated (.target) by the activity | ||||||||||||||||
Cardinality | 0..1 | ||||||||||||||||
Type | Reference(Patient) | ||||||||||||||||
Requirements | When the .patient is populated it shall be accurate to the subject of the target data. The .patient shall not be populated when the target data created/updated (.target) by the activity does not involve a subject. Note that when the patient is an agent, they will be recorded as an agent. When the Patient resource is Created, Updated, or Deleted it will be recorded as an entity. | ||||||||||||||||
Summary | false | ||||||||||||||||
Provenance.encounter | |||||||||||||||||
Element Id | Provenance.encounter | ||||||||||||||||
Definition | This will typically be the encounter the event occurred, but some events may be initiated prior to or after the official completion of an encounter but still be tied to the context of the encounter (e.g. pre-admission lab tests). | ||||||||||||||||
Short Display | Encounter within which this event occurred or which the event is tightly associated | ||||||||||||||||
Cardinality | 0..1 | ||||||||||||||||
Type | Reference(Encounter) | ||||||||||||||||
Summary | false | ||||||||||||||||
Provenance.agent | |||||||||||||||||
Element Id | Provenance.agent | ||||||||||||||||
Definition | An actor taking a role in an activity for which it can be assigned some degree of responsibility for the activity taking place. | ||||||||||||||||
Short Display | Actor involved | ||||||||||||||||
Cardinality | 1..* | ||||||||||||||||
Requirements | An agent can be a person, an organization, software, device, or other entities that may be ascribed responsibility. | ||||||||||||||||
Summary | true | ||||||||||||||||
Comments | Several agents may be associated (i.e. has some responsibility for an activity) with an activity and vice-versa. | ||||||||||||||||
Invariants |
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Provenance.agent.type | |||||||||||||||||
Element Id | Provenance.agent.type | ||||||||||||||||
Definition | The Functional Role of the agent with respect to the activity. | ||||||||||||||||
Short Display | How the agent participated | ||||||||||||||||
Cardinality | 0..1 | ||||||||||||||||
Terminology Binding | Participation Role Type (Example) | ||||||||||||||||
Type | CodeableConcept | ||||||||||||||||
Requirements | Functional roles reflect functional aspects of relationships between entities. Functional roles are bound to the realization/performance of acts, where actions might be concatenated to an activity or even to a process. This element will hold the functional role that the agent played in the activity that is the focus of this Provenance. Where an agent played multiple functional roles, they will be listed as multiple .agent elements representing each functional participation. See ISO 21298:2018 - Health Informatics - Functional and structural roles, and ISO 22600-2:2014 - Health Informatics - Privilege Management and Access Control - Part 2: formal models. | ||||||||||||||||
Summary | true | ||||||||||||||||
Comments | For example: assembler, author, prescriber, signer, investigator, etc. | ||||||||||||||||
Provenance.agent.role | |||||||||||||||||
Element Id | Provenance.agent.role | ||||||||||||||||
Definition | The structural roles of the agent indicating the agent's competency. The security role enabling the agent with respect to the activity. | ||||||||||||||||
Short Display | What the agents role was | ||||||||||||||||
Cardinality | 0..* | ||||||||||||||||
Terminology Binding | Security Role Type (Example) | ||||||||||||||||
Type | CodeableConcept | ||||||||||||||||
Requirements | Structural roles reflect the structural aspects of relationships between entities. Structural roles describe prerequisites, feasibilities, or competences for acts. Functional roles reflect functional aspects of relationships between entities. Functional roles are bound to the realization/performance of acts, where actions might be concatenated to an activity or even to a process. See ISO 21298:2018 - Health Informatics - Functional and structural roles, and ISO 22600-2:2014 - Health Informatics - Privilege Management and Access Control - Part 2: formal models.. | ||||||||||||||||
Summary | false | ||||||||||||||||
Comments | For example: Chief-of-Radiology, Nurse, Physician, Medical-Student, etc. | ||||||||||||||||
Provenance.agent.who | |||||||||||||||||
Element Id | Provenance.agent.who | ||||||||||||||||
Definition | Indicates who or what performed in the event. | ||||||||||||||||
Short Display | The agent that participated in the event | ||||||||||||||||
Cardinality | 1..1 | ||||||||||||||||
Type | Reference(Practitioner | PractitionerRole | Organization | CareTeam | Patient | Device | RelatedPerson) | ||||||||||||||||
Summary | true | ||||||||||||||||
Invariants |
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Provenance.agent.onBehalfOf | |||||||||||||||||
Element Id | Provenance.agent.onBehalfOf | ||||||||||||||||
Definition | The agent that delegated authority to perform the activity performed by the agent.who element. | ||||||||||||||||
Short Display | The agent that delegated | ||||||||||||||||
Cardinality | 0..1 | ||||||||||||||||
Type | Reference(Practitioner | PractitionerRole | Organization | CareTeam | Patient) | ||||||||||||||||
Summary | false | ||||||||||||||||
Invariants |
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Provenance.entity | |||||||||||||||||
Element Id | Provenance.entity | ||||||||||||||||
Definition | An entity used in this activity. | ||||||||||||||||
Short Display | An entity used in this activity | ||||||||||||||||
Cardinality | 0..* | ||||||||||||||||
Summary | true | ||||||||||||||||
Provenance.entity.role | |||||||||||||||||
Element Id | Provenance.entity.role | ||||||||||||||||
Definition | How the entity was used during the activity. | ||||||||||||||||
Short Display | revision | quotation | source | instantiates | removal | ||||||||||||||||
Cardinality | 1..1 | ||||||||||||||||
Terminology Binding | Provenance Entity Role (Required) | ||||||||||||||||
Type | code | ||||||||||||||||
Summary | true | ||||||||||||||||
Provenance.entity.what | |||||||||||||||||
Element Id | Provenance.entity.what | ||||||||||||||||
Definition | Identity of the Entity used. May be a logical or physical uri and maybe absolute or relative. | ||||||||||||||||
Short Display | Identity of entity | ||||||||||||||||
Cardinality | 1..1 | ||||||||||||||||
Type | Reference(Any) | ||||||||||||||||
Summary | true | ||||||||||||||||
Comments | whatIdentity should be used for entities that are not a Resource type. | ||||||||||||||||
Provenance.entity.agent | |||||||||||||||||
Element Id | Provenance.entity.agent | ||||||||||||||||
Definition | The entity is attributed to an agent to express the agent's responsibility for that entity, possibly along with other agents. This description can be understood as shorthand for saying that the agent was responsible for the activity which used the entity. | ||||||||||||||||
Short Display | Entity is attributed to this agent | ||||||||||||||||
Cardinality | 0..* | ||||||||||||||||
Type | See Provenance.agent | ||||||||||||||||
Summary | false | ||||||||||||||||
Comments | A usecase where one Provenance.entity.agent is used where the Entity that was used in the creation/updating of the Target, is not in the context of the same custodianship as the Target, and thus the meaning of Provenance.entity.agent is to say that the entity referenced is managed elsewhere and that this Agent provided access to it. This would be similar to where the Entity being referenced is managed outside FHIR, such as through HL7 V2, v3, or XDS. This might be where the Entity being referenced is managed in another FHIR resource server. Thus it explains the Provenance of that Entity's use in the context of this Provenance activity. | ||||||||||||||||
Provenance.signature | |||||||||||||||||
Element Id | Provenance.signature | ||||||||||||||||
Definition | A digital signature on the target Reference(s). The signer should match a Provenance.agent. The purpose of the signature is indicated. | ||||||||||||||||
Short Display | Signature on target | ||||||||||||||||
Cardinality | 0..* | ||||||||||||||||
Type | Signature | ||||||||||||||||
Summary | false |