Release 5 Draft Ballot

This page is part of the FHIR Specification (v4.6.0: R5 Draft Ballot - see ballot notes). The current version which supercedes this version is 5.0.0. For a full list of available versions, see the Directory of published versions . Page versions: R5 R4B R4 R3

Community Based Collaborative Care Work GroupMaturity Level: 2 Trial UseSecurity Category: Patient Compartments: Patient

Detailed Descriptions for the elements in the Consent resource.

Consent
Element IdConsent
Definition

A record of a healthcare consumer’s choices or choices made on their behalf by a third party, which permits or denies identified recipient(s) or recipient role(s) to perform one or more actions within a given policy context, for specific purposes and periods of time.

Cardinality0..*
TypeDomainResource
Summaryfalse
Comments

Broadly, there are 3 key areas of consent for patients: Consent around sharing information (aka Privacy Consent Directive - Authorization to Collect, Use, or Disclose information), consent for specific treatment, or kinds of treatment and consent for research participation and data sharing.

Invariants
Defined on this element
ppc-1Rule IF Scope=privacy, Consent.subject must be a patient(scope = 'privacy' and subject.resolve().exists()) implies (subject.resolve() is Patient)
ppc-2Rule IF Scope=research, Consent.subject must be a patient(scope = 'research' and subject.resolve().exists()) implies (subject.resolve() is Patient)
ppc-3Rule IF Scope=treatment, Consent.subject must be a patient(scope = 'treatment' and subject.resolve().exists()) implies (subject.resolve() is Patient)
ppc-4Rule IF Scope=research, ResearchStudyContext allowedConsent.provision.extension("http://hl7.org/fhir/StructureDefinition/consent-ResearchStudyContext").exists() or scope.coding.where(system='something' and code='research').exists().not()
Consent.identifier
Element IdConsent.identifier
Definition

Unique identifier for this copy of the Consent Statement.

NoteThis is a business identifier, not a resource identifier (see discussion)
Cardinality0..*
TypeIdentifier
Summarytrue
Comments

This identifier identifies this copy of the consent. Where this identifier is also used elsewhere as the identifier for a consent record (e.g. a CDA consent document) then the consent details are expected to be the same.

Consent.status
Element IdConsent.status
Definition

Indicates the current state of this Consent resource.

Cardinality1..1
Terminology BindingConsentState (Required)
Typecode
Is Modifiertrue (Reason: This element is labelled as a modifier because it is a status element that contains status entered-in-error which means that the resource should not be treated as valid)
Summarytrue
Comments

This element is labeled as a modifier because the status contains the codes rejected and entered-in-error that mark the Consent as not currently valid.

Consent.scope
Element IdConsent.scope
Definition

A selector of the type of consent being presented with the base being Privacy, Treatment, or Research.

Cardinality1..1
Terminology BindingConsent Scope Codes (Extensible)
TypeCodeableConcept
Is Modifiertrue (Reason: Allows changes to codes based on scope selection)
Summarytrue
Consent.category
Element IdConsent.category
Definition

A classification of the type of consents found in the statement. This element supports indexing and retrieval of consent statements.

Cardinality1..*
Terminology BindingConsent Category Codes (Extensible)
TypeCodeableConcept
Summarytrue
Consent.subject
Element IdConsent.subject
Definition

The patient/healthcare practitioner to whom this consent applies.

Cardinality0..1
TypeReference(Patient | Practitioner)
PatternsReference(Patient,Practitioner): Common patterns = Participant, ParticipantContactable, ParticipantLiving
Summarytrue
Comments

Commonly, the subject the consent pertains to is the author, but for young and old people, it may be some other person.

Consent.dateTime
Element IdConsent.dateTime
Definition

Date and time the consent instance was agreed to.

Cardinality0..1
TypedateTime
Summarytrue
Consent.performer
Element IdConsent.performer
Definition

Either the Grantor, which is the entity responsible for granting the rights listed in a Consent Directive or the Grantee, which is the entity responsible for complying with the Consent Directive, including any obligations or limitations on authorizations and enforcement of prohibitions.

Cardinality0..*
TypeReference(CareTeam | HealthcareService | Organization | Patient | Practitioner | RelatedPerson | PractitionerRole)
PatternsReference(CareTeam,HealthcareService,Organization,Patient,Practitioner,RelatedPerson,PractitionerRole): Common patterns = Participant
Alternate Namesconsentor
Summarytrue
Comments

Commonly, the patient the consent pertains to is the consentor, but particularly for young and old people, it may be some other person - e.g. a legal guardian. Where HealthCareService is listed, some services might not be appropriate based on the type of service and if they can be segmented as an independent or dependent individual entity that might not be eligible to be a grantee.

A Consent without a listed performer may be used as a statement of preference by the subject and is not in force.

Consent.manager
Element IdConsent.manager
Definition

The actor that manages the consent through its lifecycle.

Cardinality0..*
TypeReference(HealthcareService | Organization | Patient | Practitioner)
PatternsReference(HealthcareService,Organization,Patient,Practitioner): Common patterns = Participant
Alternate Namesmanager
Summaryfalse
Consent.controller
Element IdConsent.controller
Definition

The actor that controls/enforces the access according to the consent.

Cardinality0..*
TypeReference(HealthcareService | Organization | Patient | Practitioner)
PatternsReference(HealthcareService,Organization,Patient,Practitioner): Common patterns = Participant
Alternate Namescontroller
Summaryfalse
Consent.sourceAttachment
Element IdConsent.sourceAttachment
Definition

The source on which this consent statement is based. The source might be a scanned original paper form.

Cardinality0..*
TypeAttachment
Summaryfalse
Comments

The source can be contained inline (Attachment), referenced directly (Consent), referenced in a consent repository (DocumentReference), or simply by an identifier (Identifier), e.g. a CDA document id.

Consent.sourceReference
Element IdConsent.sourceReference
Definition

A reference to a consent that links back to such a source, a reference to a document repository (e.g. XDS) that stores the original consent document.

Cardinality0..*
TypeReference(Consent | DocumentReference | Contract | QuestionnaireResponse)
PatternsReference(Consent,DocumentReference,Contract,QuestionnaireResponse): No common pattern
Summaryfalse
Comments

The source can be contained inline (Attachment), referenced directly (Consent), referenced in a consent repository (DocumentReference), or simply by an identifier (Identifier), e.g. a CDA document id.

Consent.policy
Element IdConsent.policy
Definition

The references to the policies that are included in this consent scope. Policies may be organizational, but are often defined jurisdictionally, or in law.

Cardinality0..*
Summaryfalse
Comments

if policy and policyRule are not present, the resource must include the policy being agreed to, or complied with, and that policy and/or policyRule SHOULD be populated as soon as is practical to support workflows that require computability. In addition, the policy could be indicated via the sourceReference or sourceAttachment content.

Alternately, creating an invariant for individual scopes that forces one or more of the elements to be populated as part of a profile or Implementation Guide may be advisable.

Consent.policy.authority
Element IdConsent.policy.authority
Definition

Entity or Organization having regulatory jurisdiction or accountability for enforcing policies pertaining to Consent Directives.

Cardinality0..1
Typeuri
Summaryfalse
Invariants
Affect this element
ppc-1Rule IF Scope=privacy, Consent.subject must be a patient(scope = 'privacy' and subject.resolve().exists()) implies (subject.resolve() is Patient)
Consent.policy.uri
Element IdConsent.policy.uri
Definition

The references to the policies that are included in this consent scope. Policies may be organizational, but are often defined jurisdictionally, or in law.

Cardinality0..1
Typeuri
Summaryfalse
Comments

This element is for discoverability / documentation and does not modify or qualify the policy rules.

Invariants
Affect this element
ppc-1Rule IF Scope=privacy, Consent.subject must be a patient(scope = 'privacy' and subject.resolve().exists()) implies (subject.resolve() is Patient)
Consent.policyRule
Element IdConsent.policyRule
Definition

A reference to the specific base computable regulation or policy.

Cardinality0..1
Terminology BindingConsent PolicyRule Codes (Extensible)
TypeCodeableConcept
Requirements

Might be a unique identifier of a policy set in XACML, or other rules engine.

Summarytrue
Comments

If the policyRule is absent, computable consent would need to be constructed from the elements of the Consent resource.

Invariants
Affect this element
ppc-1Rule IF Scope=privacy, Consent.subject must be a patient(scope = 'privacy' and subject.resolve().exists()) implies (subject.resolve() is Patient)
Consent.verification
Element IdConsent.verification
Definition

Whether a treatment instruction (e.g. artificial respiration yes or no) was verified with the patient, his/her family or another authorized person.

Cardinality0..*
Summarytrue
Consent.verification.verified
Element IdConsent.verification.verified
Definition

Has the instruction been verified.

Cardinality1..1
Typeboolean
Summarytrue
Consent.verification.verificationType
Element IdConsent.verification.verificationType
Definition

Extensible list of verification type starting with verification and re-validation.

Cardinality0..1
Terminology BindingConsent Vefication Codes (Extensible)
TypeCodeableConcept
Summaryfalse
Comments

This allows the verification element to hold multiple use cases including RelatedPerson verification of the Grantee decision and periodic re-validation of the consent.

Consent.verification.verifiedBy
Element IdConsent.verification.verifiedBy
Definition

The person who conducted the verification/validation of the Grantee decision.

Cardinality0..1
TypeReference(Organization | Practitioner | PractitionerRole)
PatternsReference(Organization,Practitioner,PractitionerRole): Common patterns = Participant
Summaryfalse
Consent.verification.verifiedWith
Element IdConsent.verification.verifiedWith
Definition

Who verified the instruction (Patient, Relative or other Authorized Person).

Cardinality0..1
TypeReference(Patient | RelatedPerson)
PatternsReference(Patient,RelatedPerson): Common patterns = Participant, ParticipantContactable, ParticipantLiving
Summaryfalse
Consent.verification.verificationDate
Element IdConsent.verification.verificationDate
Definition

Date(s) verification was collected.

Cardinality0..*
TypedateTime
Summaryfalse
Comments

Allows for history of verification/validation.

Consent.provision
Element IdConsent.provision
Definition

An exception to the base policy of this consent. An exception can be an addition or removal of access permissions.

Cardinality0..1
Summarytrue
Consent.provision.type
Element IdConsent.provision.type
Definition

Action to take - permit or deny - when the rule conditions are met. Not permitted in root rule, required in all nested rules.

Cardinality0..1
Terminology BindingConsentProvisionType (Required)
Typecode
Summarytrue
Consent.provision.period
Element IdConsent.provision.period
Definition

The timeframe in this rule is valid.

Cardinality0..1
TypePeriod
Summarytrue
Comments

This is the bound effective time of the consent and should be in the base provision in the Consent resource.

Consent.provision.actor
Element IdConsent.provision.actor
Definition

Who or what is controlled by this rule. Use group to identify a set of actors by some property they share (e.g. 'admitting officers').

Cardinality0..*
Meaning if MissingThere is no specific actor associated with the exception
Summaryfalse
Consent.provision.actor.role
Element IdConsent.provision.actor.role
Definition

How the individual is involved in the resources content that is described in the exception.

Cardinality1..1
Terminology BindingSecurityRoleType (Extensible)
TypeCodeableConcept
Summaryfalse
Consent.provision.actor.reference
Element IdConsent.provision.actor.reference
Definition

The resource that identifies the actor. To identify actors by type, use group to identify a set of actors by some property they share (e.g. 'admitting officers').

Cardinality1..1
TypeReference(Device | Group | CareTeam | Organization | Patient | Practitioner | RelatedPerson | PractitionerRole)
PatternsReference(Device,Group,CareTeam,Organization,Patient,Practitioner,RelatedPerson,PractitionerRole): Common patterns = Participant
Summaryfalse
Consent.provision.action
Element IdConsent.provision.action
Definition

Actions controlled by this Rule.

Cardinality0..*
Terminology BindingConsent Action Codes (Example)
TypeCodeableConcept
Meaning if Missingall actions
Summarytrue
Comments

Note that this is the direct action (not the grounds for the action covered in the purpose element). At present, the only action in the understood and tested scope of this resource is 'read'.

Consent.provision.securityLabel
Element IdConsent.provision.securityLabel
Definition

A security label, comprised of 0..* security label fields (Privacy tags), which define which resources are controlled by this exception.

Cardinality0..*
Terminology BindingSecurityLabels (Extensible)
TypeCoding
Summarytrue
Comments

If the consent specifies a security label of "R" then it applies to all resources that are labeled "R" or lower. E.g. for Confidentiality, it's a high water mark. For other kinds of security labels, subsumption logic applies. When the purpose of use tag is on the data, access request purpose of use shall not conflict.

Consent.provision.purpose
Element IdConsent.provision.purpose
Definition

The context of the activities a user is taking - why the user is accessing the data - that are controlled by this rule.

Cardinality0..*
Terminology BindingPurposeOfUse (Extensible)
TypeCoding
Summarytrue
Comments

When the purpose of use tag is on the data, access request purpose of use shall not conflict.

Consent.provision.class
Element IdConsent.provision.class
Definition

The class of information covered by this rule. The type can be a FHIR resource type, a profile on a type, or a CDA document, or some other type that indicates what sort of information the consent relates to.

Cardinality0..*
Terminology BindingConsent Content Class (Extensible)
TypeCoding
Summarytrue
Comments

Multiple types are or'ed together. The intention of the contentType element is that the codes refer to profiles or document types defined in a standard or an implementation guide somewhere.

Consent.provision.code
Element IdConsent.provision.code
Definition

If this code is found in an instance, then the rule applies.

Cardinality0..*
Terminology BindingConsent Content Codes (Example)
TypeCodeableConcept
Summarytrue
Comments

Typical use of this is a Document code with class = CDA.

Consent.provision.dataPeriod
Element IdConsent.provision.dataPeriod
Definition

Clinical or Operational Relevant period of time that bounds the data controlled by this rule.

Cardinality0..1
TypePeriod
Summarytrue
Comments

This has a different sense to the Consent.period - that is when the consent agreement holds. This is the time period of the data that is controlled by the agreement.

Consent.provision.data
Element IdConsent.provision.data
Definition

The resources controlled by this rule if specific resources are referenced.

Cardinality0..*
Meaning if Missingall data
Summarytrue
Consent.provision.data.meaning
Element IdConsent.provision.data.meaning
Definition

How the resource reference is interpreted when testing consent restrictions.

Cardinality1..1
Terminology BindingConsentDataMeaning (Required)
Typecode
Summarytrue
Consent.provision.data.reference
Element IdConsent.provision.data.reference
Definition

A reference to a specific resource that defines which resources are covered by this consent.

Cardinality1..1
TypeReference(Any)
Summarytrue
Consent.provision.provision
Element IdConsent.provision.provision
Definition

Rules which provide exceptions to the base rule or subrules.

Cardinality0..*
TypeSee Consent.provision
Summaryfalse